Rickson S. Roberts
Professional summary
Rickson Stevenson Roberts, who also goes by Rickson S Roberts, Rickson Roberts, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Charlotte, North Carolina.
Rickson is registered as a RR (Registered Representative) and started their career in finance in 2008. Rickson has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rickson Stevenson Roberts's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2019 - Present
BRIGHTHOUSE SECURITIES, LLC
Office #1: 11225 North Community House Road, Charlotte, NC 28277March 25, 2017 - March 5, 2019
MML INVESTORS SERVICES, LLC
November 12, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
February 6, 2014 - November 25, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY
March 21, 2011 - January 2, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 17, 2009 - December 31, 2010
FIRST CLEARING, LLC
August 1, 2008 - April 17, 2009
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2019)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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