KJ
Keith T. Jennings
JENNINGS & ASSOCIATES FINANCIAL ADVISORS
Paducah, KY 42001
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CRD#: 3181045
KJ
Professional summary
Keith Todd Jennings is a registered financial advisor currently at JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC located in Paducah, Kentucky and LPL FINANCIAL LLC located in Paducah, Kentucky.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Keith has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 4/20/2012: JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 8/6/2015: GLASS HOUSE PROPERTIES, LLC - INVESTMENT RELATED - HOME ADDRESS - REAL ESTATE RENTAL - STARTED 01/15/15 - 5 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING. 3. 4/27/2017 - Exclusive Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/03/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Fixed insurance. 4. 02/12/2024 - GPS Journal - Other - Book to sell - Not Investment Related - At Reported Business Location(s) - Start Date 08/07/2023 - 2 Hours Per Month/ During Trading 5) 05/13/2025 - Jennings & Associates Financial Advisors - Investment Related -Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:12/01/2023 - 60 Hrs/Mth - 3 Hrs During Trading.I provide investment advisory services through Jennings & Associates Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Todd Jennings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2023 - Present
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC
Office #1: 1920 Broadway Street, Paducah, KY 42001RIA
CRD#: 312706
Paducah, KY
Current
March 3, 2004 - Present
LPL FINANCIAL LLC
Office #1: 1920 Broadway Street, Paducah, KY 42001RIA
BD
CRD#: 6413
Paducah, KY
Past
February 19, 2018 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
PADUCAH, KY
Past
August 30, 2016 - December 1, 2023
KEYSTONE FINANCIAL GROUP, LLC
RIA
CRD#: 170201
Paducah, KY
Past
March 3, 2004 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
PADUCAH, KY
Past
January 7, 2004 - April 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
PADUCAH, KY
Past
December 13, 2000 - April 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
J&
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC
CRD#: 312706 / SEC#: 801-128650
RIA
Registered Investment Advisory firm - (8/29/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/10/2006)
RR
Arizona(2/4/2021)
RR
California(8/2/2018)
RR
Colorado(1/14/2015)
RR
Florida(9/9/2015)
RR
Georgia(2/16/2018)
RR
Illinois(3/3/2004)
RR
Indiana(7/1/2004)
RR
Iowa(12/9/2016)
RR
Kansas(12/6/2007)
RR
Kentucky(3/3/2004)
IAR
Kentucky(12/1/2023)
RR
Louisiana(4/11/2013)
RR
Michigan(9/25/2014)
RR
Minnesota(6/16/2022)
RR
Mississippi(7/10/2023)
RR
Missouri(11/6/2013)
RR
New Mexico(6/15/2015)
RR
North Carolina(7/7/2015)
RR
Ohio(12/13/2018)
RR
Oklahoma(9/5/2008)
RR
Pennsylvania(10/15/2018)
RR
Tennessee(2/12/2007)
RR
Texas(9/9/2015)
IAR
Texas(3/25/2024)
RR
Virginia(7/7/2015)
RR
Washington(11/4/2025)
RR
West Virginia(2/28/2008)
RR
Wisconsin(2/16/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
J&
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC
CRD#: 312706 / SEC#: 801-128650
RIA
Registered Investment Advisory firm - (8/29/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1920 Broadway Street, Paducah, KY 42001
Mailing Address
Phone number
(270) 448-1010
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,006 |
| AUM (Assets Under Management) | $ 208,401,036 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC
CRD#: 312706Paducah, KY 42001TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
