RS
Robert G. Schultz
CAPSTONE WEALTH MANAGEMENT GROUP
DUNMORE, PA 18512
Some features on this profile are disabled
CRD#: 3180021
RS
Professional summary
Robert Glenn Schultz, who also goes by Bob Glenn Schultz, is a registered financial advisor currently at CAPSTONE WEALTH MANAGEMENT GROUP, LLC located in Dunmore, Pennsylvania and LPL FINANCIAL LLC located in Dunmore, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Glenn Schultz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/22/2016 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ 2%/ 1202 MEADE STREET, DUNMORE, PA 18512 2. 07/22/2016 - CAPSTONE WEALTH MANAGEMENT GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 95%/ DUNMORE, PA 3. 07/28/2016 * Capstone Wealth Management Group, LLC * Registered Investment Advisor Hybrid * (Hybrid) Capstone Wealth Management Group * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 05/01/2016 * TIME SPENT 50%. 4. 4/2/2018 - Tunkhannock School District - Investment Related - Tunkhannock Middle School, 200 Franklin Ave., Tunkhannock, PA 18615 - Outside/W-2 Employment - Started 03/09/2018 - 20 Hours Per Month/0 Hours During Securities Trading - Assistant Jr. high softball coach. Attend practices and games to coach players in the skill of softball. 5. 07/19/2022 - Spruce Street Enterprises LLC - Not Investment Related - Home Based - Other-Rep's Business - Sole Member and Owner - Start Date - 06/20/2022 - 8 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Glenn Schultz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2016 - Present
CAPSTONE WEALTH MANAGEMENT GROUP, LLC
Office #1: 1202 Meade Street, Dunmore, PA 18512RIA
CRD#: 284547
DUNMORE, PA
Current
July 22, 2016 - Present
LPL FINANCIAL LLC
Office #1: 1202 Meade St, Dunmore, PA 18512RIA
BD
CRD#: 6413
DUNMORE, PA
Past
February 18, 2014 - August 29, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CLARKS GREEN, PA
Past
February 14, 2014 - August 29, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CLARKS GREEN, PA
Past
September 27, 2002 - February 25, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
CLARKS GREEN, PA
Past
February 28, 2002 - October 7, 2002
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
SCRANTON, PA
Past
May 13, 1999 - October 7, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAPSTONE WEALTH MANAGEMENT GROUP, LLC
BHK ADVISORS, LLC | CAPSTONE WEALTH MANAGEMENT GROUP, LLC
CRD#: 284547 / SEC#: 801-118547
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (6/5/2020 Terminated)Texas
Registered Investment Advisory firm - (6/4/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/15/2016)
RR
Delaware(9/3/2020)
RR
Florida(7/22/2016)
RR
Nevada(5/23/2023)
RR
New York(5/18/2023)
RR
North Carolina(7/22/2016)
RR
Oregon(7/22/2016)
RR
Pennsylvania(7/22/2016)
IAR
Pennsylvania(7/25/2016)
RR
Virginia(7/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CAPSTONE WEALTH MANAGEMENT GROUP, LLC
BHK ADVISORS, LLC | CAPSTONE WEALTH MANAGEMENT GROUP, LLC
CRD#: 284547 / SEC#: 801-118547
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (6/5/2020 Terminated)Texas
Registered Investment Advisory firm - (6/4/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1202 Meade Street, Dunmore, PA 18512
Mailing Address
Phone number
(888) 587-7526
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,335 |
| AUM (Assets Under Management) | $ 291,676,638 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
