Robert G. Schultz

CAPSTONE WEALTH MANAGEMENT GROUP

DUNMORE, PA 18512

Some features on this profile are disabled

CRD#: 3180021

Professional summary

Robert Glenn Schultz, who also goes by Bob Glenn Schultz, is a registered financial advisor currently at CAPSTONE WEALTH MANAGEMENT GROUP, LLC located in Dunmore, Pennsylvania and LPL FINANCIAL LLC located in Dunmore, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Glenn Schultz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Glenn Schultz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2016 - Present

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

Office #1: 1202 Meade Street, Dunmore, PA 18512

RIA

CRD#: 284547

DUNMORE, PA

Current

July 22, 2016 - Present

LPL FINANCIAL LLC

Office #1: 1202 Meade St, Dunmore, PA 18512

RIA

CRD#: 6413

DUNMORE, PA

Past

February 18, 2014 - August 29, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CLARKS GREEN, PA

Past

February 14, 2014 - August 29, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CLARKS GREEN, PA

Past

September 27, 2002 - February 25, 2014

LPL FINANCIAL LLC

CRD#: 6413

CLARKS GREEN, PA

Past

February 28, 2002 - October 7, 2002

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SCRANTON, PA

Past

May 13, 1999 - October 7, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

BHK ADVISORS, LLC | CAPSTONE WEALTH MANAGEMENT GROUP, LLC

CRD#: 284547 / SEC#: 801-118547

RIA

Registered Investment Advisory firm - (4/27/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/4/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(8/15/2016)

Delaware
(9/3/2020)

Florida
(7/22/2016)

Nevada
(5/23/2023)

New York
(5/18/2023)

North Carolina
(7/22/2016)

Oregon
(7/22/2016)

Pennsylvania
(7/22/2016)

IAR

Pennsylvania
(7/25/2016)

Virginia
(7/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/5/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

BHK ADVISORS, LLC | CAPSTONE WEALTH MANAGEMENT GROUP, LLC

CRD#: 284547 / SEC#: 801-118547

RIA

Registered Investment Advisory firm - (4/27/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/4/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1202 Meade Street, Dunmore, PA 18512

Mailing Address

Phone number

(888) 587-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (2/19/2026)

Regulatory assets under management

Total Number of Accounts	1,548
AUM (Assets Under Management)	$ 356,144,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Alfonso Aduna

ADUNA CAPITAL

IAR

Norwalk, CA

Jenifer Butler

BIRCHBROOK

IAR

BANGOR, ME

Lorenzo Lucas

J.P. MORGAN SECURITIES LLC

La Jolla, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert G. Schultz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Glenn Schultz's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/1999

Series 63

Date: 6/10/1999

SIE

Date: 10/1/2018

Series 7

Date: 5/12/1999

Series 6

Date: 2/5/1999

FINRA

Current Firm

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

Similar Advisors