Julie E. Gray

ALERA INVESTMENT ADVISORS

Emerson, IA

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CRD#: 3179922

Professional summary

Julie Elaine Gray, who also goes by Juli Gray, Julie E Gray, Julie Elaine Gray, Juli Elaine O'ferral, Juli O'ferral, Julie Elaine O'ferral, Julie O'ferral, Juli Elaine Oferral, Juli E Oferral, Julie E Oferral, Julie Elaine Wood, Julie E Wood, Julie Wood, is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in Emerson, Iowa and OSAIC WEALTH, INC. located in Deerfield, Illinois.

Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Julie has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Prairie Crossing Vineyard and Winery Investment related: No "Address: Treynor, IA 51575 www.prairiecrossingwine.com" Nature of the other business: Vineyard and Winery Position/Title/Relationship: Owner/Partner Start Date: 07/27/2022 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Own and operate a vineyard and winery with my husband. It's an LLC. We grow grapes, make wine and hard ciders, host events. Wine is sold onsite and wholesale. Ciders onsite only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Elaine Gray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2025 - Present

ALERA INVESTMENT ADVISORS, LLC

RIA

CRD#: 287906

Emerson, IA

Current

July 3, 2025 - Present

OSAIC WEALTH, INC.

Office #1: Three Parkway North Suite 500, Deerfield, IL 60015

RIA

CRD#: 23131

Deerfield, IL

Past

November 4, 2022 - June 3, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Council Bluffs, IA

Past

November 4, 2022 - June 3, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

Council Bluffs, IA

Past

February 5, 2018 - October 25, 2022

EDWARD JONES

RIA

CRD#: 250

LA VISTA, NE

Past

January 12, 2018 - October 25, 2022

EDWARD JONES

CRD#: 250

LA VISTA, NE

Past

August 19, 2010 - January 5, 2018

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

OMAHA, NE

Past

April 24, 2008 - October 13, 2009

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

COUNCIL BLUFFS, IA

Past

April 23, 2008 - October 13, 2009

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

COUNCIL BLUFFS, IA

Past

March 15, 2006 - January 23, 2008

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

OMAHA, NE

Past

September 26, 2003 - January 23, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

OMAHA, NE

Past

June 5, 2003 - August 27, 2003

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

May 5, 2000 - February 14, 2001

J.P. SECURITIES, INC.

CRD#: 36559

BELLEVUE, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(7/3/2025)

IAR

Iowa
(6/10/2025)

Iowa
(7/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/1/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/11/2008

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 7/23/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/18/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

Three Parkway North Suite 500, Deerfield, IL 60015-2567

Mailing Address

Phone number

(847) 457-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	3,097
AUM (Assets Under Management)	$ 3,572,112,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Julie E. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Elaine Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

EDWARD JONES

EDWARD JONES

PACIFIC SELECT DISTRIBUTORS, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SECURITIES AMERICA, INC.

J.P. SECURITIES, INC.

Primary Firm SEC Registration

ALERA INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/1/2018

Series 63

Date: 5/11/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2000

Series 4

Date: 1/11/2008

Series 53

Date: 7/23/2007

Series 24

Date: 10/18/2005

FINRA

Current Firm

ALERA INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALERA INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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