David Michael Gundy
Professional Summary
David Michael Gundy is a registered financial advisor currently at ADVANCED TRADER INVESTMENT ADVISORS, LLC. located in Springfield, Illinois. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
ROCK CREEK WEALTH MANAGEMENT
NVEST FINANCIAL, LLC
EDWARD JONES
FARTHER
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ROCK CREEK WEALTH MANAGEMENT
NVEST FINANCIAL, LLC
EDWARD JONES
FARTHER
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ROCK CREEK WEALTH MANAGEMENT
NVEST FINANCIAL, LLC
EDWARD JONES
FARTHER
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ROCK CREEK WEALTH MANAGEMENT
NVEST FINANCIAL, LLC
EDWARD JONES
FARTHER
Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
ROCK CREEK WEALTH MANAGEMENT
NVEST FINANCIAL, LLC
EDWARD JONES
FARTHER
Current Firm
ADVANCED TRADER INVESTMENT ADVISORS, LLC. | FRANK P. ALBANESE DBA ADVANCED TRADER - PRIVATE CLIENT GROUP | ATIA WEALTH MANAGEMENT GROUP | ALBANESE, FRANK PETER
Contact Information
Main Address
319 E. Madison Suite 4g, Springfield, IL 62701Mailing Address
411 E. Monroe St. Po Box 5307, Springfield, IL 62705Phone Number
(309) 373-7738# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
175AUM (Assets Under Management)
$30,000,000Similar Advisors
ROCK CREEK WEALTH MANAGEMENT
NVEST FINANCIAL, LLC
EDWARD JONES
FARTHER
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
ROCK CREEK WEALTH MANAGEMENT
NVEST FINANCIAL, LLC
EDWARD JONES
FARTHER
State Registrations and Notice Filings
(2/4/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
ROCK CREEK WEALTH MANAGEMENT
NVEST FINANCIAL, LLC
EDWARD JONES
FARTHER
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Gundy's CRS (Customer Relationship Summary).
Similar Advisors
ROCK CREEK WEALTH MANAGEMENT
NVEST FINANCIAL, LLC
EDWARD JONES
FARTHER