David M. Gundy

ADVANCED TRADER INVESTMENT ADVISORS.

Springfield, IL 62701

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CRD#: 3179762

Professional summary

David Michael Gundy is a registered financial advisor currently at ADVANCED TRADER INVESTMENT ADVISORS, LLC. located in Springfield, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Gundy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2013 - Present

ADVANCED TRADER INVESTMENT ADVISORS, LLC.

Office #1: 319 E. Madison Suite 4g, Springfield, IL 62701

RIA

CRD#: 160044

Springfield, IL

Past

February 4, 2013 - December 31, 2020

ADVANCED TRADER INVESTMENT ADVISORS, LLC.

RIA

CRD#: 160044

SPRINGFIELD, IL

Past

March 11, 2010 - November 15, 2012

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

CHICAGO, IL

Past

March 8, 2010 - November 15, 2012

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

CHICAGO, IL

Past

July 27, 2009 - January 11, 2010

MIDWESTERN SECURITIES TRADING COMPANY, LLC

RIA

CRD#: 101080

PEORIA, IL

Past

July 27, 2009 - January 11, 2010

MIDWESTERN SECURITIES TRADING COMPANY, LLC

CRD#: 101080

PEORIA, IL

Past

July 7, 2004 - July 30, 2009

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

PEORIA, IL

Past

September 8, 2003 - July 30, 2009

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

PEORIA, IL

Past

May 17, 2000 - November 20, 2001

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

May 17, 2000 - November 20, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/10/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/1/2000

General Securities Representative Examination

Current Firm

ADVANCED TRADER INVESTMENT ADVISORS, LLC.

ADVANCED TRADER INVESTMENT ADVISORS, LLC. | FRANK P. ALBANESE DBA ADVANCED TRADER - PRIVATE CLIENT GROUP | ATIA WEALTH MANAGEMENT GROUP | ALBANESE, FRANK PETER

CRD#: 160044 / SEC#:

Florida

Registered Investment Advisory firm - (12/31/2020 Failure to Renew)

Illinois

Registered Investment Advisory firm - (2/3/2012 Approved)

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Contact information

Main Address

319 E. Madison Suite 4g, Springfield, IL 62701

Mailing Address

411 E. Monroe St. Po Box 5307, Springfield, IL 62705

Phone number

(309) 373-7738

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 20,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Gundy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Gundy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED TRADER INVESTMENT ADVISORS, LLC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

MIDWESTERN SECURITIES TRADING COMPANY, LLC

MIDWESTERN SECURITIES TRADING COMPANY, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

THE VARIABLE ANNUITY MARKETING COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2004

Series 63

Date: 7/10/2000

Series 7

Date: 5/1/2000

Current Firm

ADVANCED TRADER INVESTMENT ADVISORS, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVANCED TRADER INVESTMENT ADVISORS, LLC.

TRUST BUT VERIFY

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