Samuel C. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Colt Wilson JR was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1999. Samuel had worked at 6 firms and has passed the Series 66, Series 63, Series 3, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2011 - January 2, 2024
TAOS GLOBAL INVESTORS, LLC
September 14, 2010 - April 5, 2013
GRANITE VIEW ASSET MANAGEMENT, LLC
March 5, 2003 - May 5, 2010
CITIZENS JMP SECURITIES, LLC
June 8, 2000 - February 7, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 1999 - June 27, 2000
BANC OF AMERICA SECURITIES LLC
April 20, 1999 - May 10, 1999
CANACCORD GENUITY SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAOS GLOBAL INVESTORS, LLC
CRD#: 157949 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 1,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
