Charles W. Hitchcock
Professional summary
Charles Walter Hitchcock is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2003. Charles has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Walter Hitchcock's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 12, 2011 - March 16, 2021
RIVERSOURCE DISTRIBUTORS, INC.
November 28, 2007 - July 9, 2010
SLD AMERICA EQUITIES, INC.
January 1, 2007 - October 23, 2007
RIVERSOURCE DISTRIBUTORS, INC.
November 19, 2003 - December 31, 2006
IDS LIFE INSURANCE COMPANY
November 19, 2003 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2023)
(1/5/2022)
(2/7/2023)
(2/25/2022)
(2/25/2022)
(2/25/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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