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Christopher John Bole

CRD# 3179159·Registered 2000 - 2015
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher John Bole, who also goes by Christopher John Joseph Bole, Christopherj. John Bole, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2000 - 2015. Christopher had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher John Joseph Bole, Christopherj. John Bole

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

DELAWARE DISTRIBUTORS, L.P.·CRD# 14232
BD
Philadelphia, PA
July 23, 2008 - September 30, 2015
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Conshohocken, PA
March 9, 2006 - March 5, 2007
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
June 1, 2005 - July 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Conshohocken, PA
June 1, 2005 - March 5, 2007
NATIONWIDE FUND DISTRIBUTORS LLC·CRD# 25910
BD
Columbus, OH
February 7, 2003 - May 13, 2005
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 22, 2000 - October 2, 2001

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Current Firm

DD
DELAWARE DISTRIBUTORS, L.P.

DELAWARE DISTRIBUTORS, L.P. | DELAWARE DISTRIBUTORS,INC.

CRD#: 14232 / SEC#: 8-29755
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

100 Independence 610 Market Street, Philadelphia, PA 19106-2354

Mailing Address

100 Independence 610 Market Street, Philadelphia, PA 19106-2354

Phone Number

(215) 255-1200

Established

Delaware since 12/21/1994

Firm Type

Partnership

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DELAWARE INVESTMENTS DISTRIBUTION PARTNERS, INC. ("DIDP")LIMITED PARTNER OF APPLICANT—
IVY DISTRIBUTORS, INC.LIMITED PARTNER OF APPLICANT—
CONNOR, DAVID FORRESTERDIRECTOR4243088
DELAWARE CAPITAL MANAGEMENT, A SERIES OF NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST,("DCM")LIMITED PARTNER OF APPLICANT—
DELAWARE DISTRIBUTORS, INC. ("DDI")GENERAL PARTNER OF APPLICANT—
GARVEY, THOMAS FCHIEF COMPLIANCE OFFICER2845051
HOBAN, STEPHEN (NO MIDDLE NAME)VP/CHIEF FINANCIAL OFFICER5089370
HOBAN, STEPHEN (NO MIDDLE NAME)FINOP5089370
HUTCHINSON, MILISSA ANNPRESIDENT5727922
LYTLE, SHAWN KEITHDIRECTOR5816747
SALUS, RICHARD (NO MIDDLE NAME)DIRECTOR2850592

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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