Todd J. Clarke

CETERA INVESTMENT ADVISERS

QUEEN CREEK, AZ

CRD#: 3178728

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Professional summary

Todd Jackson Clarke is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Queen Creek, Arizona and CETERA ADVISORS LLC located in Queen Creek, Arizona.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jackson Clarke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

QUEEN CREEK, AZ

Current

January 27, 2023 - Present

CETERA ADVISORS LLC

Office #1: 7534 W Sun Dance Drive, Queen Creek, AZ 85142

CRD#: 10299

QUEEN CREEK, AZ

Past

January 30, 2023 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

QUEEN CREEK, AZ

Past

March 1, 2017 - February 15, 2023

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Gilbert, AZ

Past

March 1, 2017 - February 15, 2023

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Gilbert, AZ

Past

July 20, 2016 - February 20, 2017

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

PHOENIX, AZ

Past

July 20, 2016 - February 20, 2017

CRI SECURITIES, LLC

CRD#: 22589

PHOENIX, AZ

Past

July 19, 2010 - July 6, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SAN DIEGO, CA

Past

October 9, 2009 - July 13, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

RIVERSIDE, CA

Past

July 23, 2007 - September 4, 2009

INSPHERE SECURITIES, INC.

CRD#: 136433

CORONA, CA

Past

November 1, 2006 - August 10, 2007

EQUITY SERVICES, INC.

CRD#: 265

TEMECULA, CA

Past

April 12, 2002 - September 7, 2006

WORLD GROUP SECURITIES, INC.

CRD#: 114473

SO. JORDAN, UT

Past

March 5, 1999 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/30/2023)

IAR

Arizona
(3/21/2024)

Colorado
(2/3/2026)

Michigan
(2/10/2026)

New York
(2/3/2026)

IAR

Texas
(3/21/2024)

Texas
(2/19/2026)

Utah
(5/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/9/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/2013

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/14/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

PREMIUM

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Todd J. Clarke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jackson Clarke's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

MSI FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

INSPHERE SECURITIES, INC.

EQUITY SERVICES, INC.

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2016

Series 63

Date: 3/9/1999

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2013

Series 6

Date: 3/4/1999

Series 24

Date: 6/27/2013

Series 26

Date: 2/14/2000

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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