TC
Todd J. Clarke
CETERA INVESTMENT ADVISERS LLC
QUEEN CREEK, AZ
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CRD#: 3178728
TC
Professional summary
Todd Jackson Clarke is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Queen Creek, Arizona and CETERA ADVISORS LLC located in Queen Creek, Arizona.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 03/1998, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES, LONG-TERM CARE, PROPERTY & CASUALTY; 2 NAME OF OTHER BUSINESS: ENSIGN FINANCIAL PARTNERS , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3 NAME OF OTHER BUSINESS: ENSIGN PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INTEGRATED INSURANCE, TAX AND LEGAL STRATEGIES, START DATE: 07/2019, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 15, BRIEF DESCRIPTION OF DUTIES: ONBOARD NEW BUSINESS OWNER CLIENTS; 4 NAME OF OTHER BUSINESS: DESERT HAVEN OASIS, INVESTMENT RELATED: NO, ADDRESS: 7534 W SUN DANCE DR, QUEEN CREEK, AZ, 85142 NATURE OF BUSINESS: EVENT SPACE, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: HOST WEDDINGS AND OTHER EVENTS; 5 NAME OF OTHER BUSINESS: GIVING CAN BE FUN, INVESTMENT RELATED: NO, ADDRESS: 111 E RIVULON BLVD, SUITE 103, GILBERT, AZ, 85297, NATURE OF BUSINESS: NON-PROFIT, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: CHAIRMAN OF THE BOARD, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LEAD BOARD MEETINGS, CHOOSE CHARITABLE CAUSES FOR US TO DONATE TO;
CRS (Client Relationship Summary) - RIA
Click below to view Todd Jackson Clarke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
QUEEN CREEK, AZ
Current
January 27, 2023 - Present
CETERA ADVISORS LLC
Office #1: 7534 W Sun Dance Drive, Queen Creek, AZ 85142BD
CRD#: 10299
QUEEN CREEK, AZ
Past
January 30, 2023 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
QUEEN CREEK, AZ
Past
March 1, 2017 - February 15, 2023
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
Gilbert, AZ
Past
March 1, 2017 - February 15, 2023
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
Gilbert, AZ
Past
July 20, 2016 - February 20, 2017
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
PHOENIX, AZ
Past
July 20, 2016 - February 20, 2017
CRI SECURITIES, LLC
BD
CRD#: 22589
PHOENIX, AZ
Past
July 19, 2010 - July 6, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SAN DIEGO, CA
Past
October 9, 2009 - July 13, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
RIVERSIDE, CA
Past
July 23, 2007 - September 4, 2009
INSPHERE SECURITIES, INC.
BD
CRD#: 136433
CORONA, CA
Past
November 1, 2006 - August 10, 2007
EQUITY SERVICES, INC.
BD
CRD#: 265
TEMECULA, CA
Past
April 12, 2002 - September 7, 2006
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
SO. JORDAN, UT
Past
March 5, 1999 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/30/2023)
IAR
Arizona(3/21/2024)
RR
California(1/27/2023)
RR
Colorado(1/12/2024)
RR
Delaware(2/1/2023)
RR
Florida(1/30/2023)
RR
Georgia(10/18/2023)
RR
Kentucky(6/20/2023)
RR
Michigan(6/30/2023)
RR
New York(2/9/2023)
RR
North Carolina(2/17/2023)
RR
Ohio(2/8/2023)
RR
Tennessee(8/16/2023)
RR
Texas(1/27/2023)
IAR
Texas(3/21/2024)
RR
Utah(1/30/2023)
RR
Washington(2/16/2023)
RR
Wisconsin(11/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
