Christoper R. Steele

PROFESSIONAL ADVISORY SERVICES

Vero Beach, FL 32960

Some features on this profile are disabled

CRD#: 3178381

Professional summary

Christoper R Steele, CFP®, who also goes by Chris Steele, Christopher R Steele, is a registered financial advisor currently at PROFESSIONAL ADVISORY SERVICES INC located in Vero Beach, Florida.

Christoper is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christoper has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Steele | Christopher R Steele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christoper R Steele's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

December 5, 2007 - Present

PROFESSIONAL ADVISORY SERVICES INC

Office #1: 2770 Indian River Blvd Suite 204, Vero Beach, FL 32960

RIA

CRD#: 105397

Vero Beach, FL

Past

January 31, 2007 - November 2, 2007

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BOCA RATON, FL

Past

January 19, 2007 - November 2, 2007

OSAIC WEALTH, INC.

CRD#: 23131

BOCA RATON, FL

Past

May 15, 2006 - January 18, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

MELBOURNE, FL

Past

May 5, 2006 - January 18, 2007

LPL FINANCIAL LLC

CRD#: 6413

MELBOURNE, FL

Past

April 19, 1999 - October 25, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MELBOURNE, FL

Past

April 14, 1999 - October 25, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROFESSIONAL ADVISORY SERVICES INC

CRD#: 105397 / SEC#: 801-14090

RIA

Registered Investment Advisory firm - (10/11/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/6/2016)

IAR

Florida
(12/5/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 3/13/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/12/1999

General Securities Representative Examination

Current Firm

PROFESSIONAL ADVISORY SERVICES INC

CRD#: 105397 / SEC#: 801-14090

RIA

Registered Investment Advisory firm - (10/11/1978 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2770 Indian River Blvd Suite 204, Vero Beach, FL 32960

Mailing Address

Phone number

(772) 778-0552

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROFESSIONAL ADVISORY SERVICES 2023 ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,245
AUM (Assets Under Management)	$ 1,201,355,718

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Heather Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Seattle, WA

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christoper R. Steele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christoper R Steele's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

PROFESSIONAL ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/1999

Series 63

Date: 3/19/1999

Series 31

Date: 3/13/2003

Series 7

Date: 3/12/1999

Current Firm

PROFESSIONAL ADVISORY SERVICES INC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROFESSIONAL ADVISORY SERVICES INC

TRUST BUT VERIFY

Similar Advisors