Paresh J. Patel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paresh Jitendra Patel was a registered financial professional .
Paresh is a previously registered financial professional and started their career in finance in 2003. Paresh had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2004 - February 5, 2013
SHORELINE PACIFIC, LLC
January 20, 2004 - October 25, 2004
CANACCORD GENUITY SECURITIES LLC
April 24, 2003 - December 31, 2003
SHORELINE PACIFIC, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHORELINE PACIFIC, LLC
CRD#: 104417 / SEC#: , 8-52879
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
