Robert R. Beeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Richard Beeman M.D., who also goes by Robert Richard Beeman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2001. Robert had worked at 7 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2019 - November 21, 2022
DAWSON JAMES SECURITIES, INC.
April 15, 2011 - May 31, 2011
MEDITERRANEAN SECURITIES GROUP, LLC
March 22, 2010 - April 28, 2011
FORGE FINANCIAL GROUP, INC.
September 9, 2009 - January 26, 2010
FORGE FINANCIAL GROUP, INC.
August 23, 2007 - August 19, 2008
THE CONCORD EQUITY GROUP, LLC
July 31, 2007 - August 24, 2007
J.P. TURNER & COMPANY, L.L.C.
February 14, 2005 - August 23, 2007
DAWSON JAMES SECURITIES, INC.
August 28, 2003 - February 5, 2004
J.P. TURNER & COMPANY, L.L.C.
July 11, 2003 - July 29, 2003
LH ROSS & COMPANY, INC.
July 26, 2001 - December 3, 2001
NEWBRIDGE SECURITIES CORPORATION
February 2, 2001 - August 6, 2001
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 7/22/2019
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 6/19/2019
General Securities Representative ExaminationCurrent Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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