Kenneth C. Paul

MAIN STREET FINANCIAL SOLUTIONS

Newtown, PA 18940

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CRD#: 3177730

Professional summary

Kenneth Christopher Paul, CFP® is a registered financial advisor currently at MAIN STREET FINANCIAL SOLUTIONS, LLC located in Newtown, Pennsylvania.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kenneth has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Christopher Paul's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

March 25, 2020 - Present

MAIN STREET FINANCIAL SOLUTIONS, LLC

Office #1: 503 E. Washington Avenue Suite 1c, Newtown, PA 18940

RIA

CRD#: 305834

Newtown, PA

Past

May 22, 2018 - July 1, 2020

MAIN STREET FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 146118

FLEMINGTON, NJ

Past

October 14, 2014 - May 15, 2018

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 169573

FLEMINGTON, NJ

Past

October 7, 2014 - May 11, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Flemington, NJ

Past

November 14, 2011 - September 10, 2014

TRIAD ADVISORS LLC

CRD#: 25803

FLEMINGTON, NJ

Past

June 26, 2007 - September 26, 2014

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 127381

FLEMINGTON, NJ

Past

March 2, 2007 - November 29, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

FLEMINGTON, NJ

Past

February 22, 2007 - November 29, 2011

LPL FINANCIAL LLC

CRD#: 6413

FLEMINGTON, NJ

Past

November 17, 2004 - February 7, 2007

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

July 24, 2003 - October 22, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

May 3, 2002 - November 15, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

March 6, 2002 - November 15, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 2, 1999 - January 31, 2002

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIN STREET FINANCIAL SOLUTIONS, LLC

CRD#: 305834 / SEC#: 801-117871

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/25/2020)

IAR

Pennsylvania
(3/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/31/2007

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/20/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/5/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/25/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MAIN STREET FINANCIAL SOLUTIONS, LLC

CRD#: 305834 / SEC#: 801-117871

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

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Contact information

Main Address

503 E. Washington Avenue Suite 1c, Newtown, PA 18940

Mailing Address

Phone number

(215) 259-5021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,091
AUM (Assets Under Management)	$ 2,494,613,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth C. Paul

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Christopher Paul's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAIN STREET FINANCIAL SOLUTIONS, LLC

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

PURSHE KAPLAN STERLING INVESTMENTS

TRIAD ADVISORS LLC

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VANGUARD MARKETING CORPORATION

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MAIN STREET FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/31/2007

Series 65

Date: 3/20/2002

Series 63

Date: 6/11/1999

SIE

Date: 5/11/2018

Series 7

Date: 3/5/2002

Series 6

Date: 1/25/1999

Current Firm

MAIN STREET FINANCIAL SOLUTIONS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIN STREET FINANCIAL SOLUTIONS, LLC

TRUST BUT VERIFY

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