Samantha K. Quilter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samantha Knecht Quilter, who also goes by Samantha Boone Knecht, Samantha Knecht, Samantha Boone Quilter, was a registered financial professional .
Samantha is a previously registered financial professional and started their career in finance in 1999. Samantha had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2009 - December 21, 2012
ESSEX NATIONAL SECURITIES, LLC
February 14, 2005 - December 19, 2006
FIFTH THIRD SECURITIES, INC.
August 20, 2003 - February 7, 2005
BANC ONE SECURITIES CORPORATION
May 21, 1999 - May 18, 2000
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
