Kevin P. Lynch
Professional summary
Kevin Patrick Lynch, who also goes by Kevin Patrick Lynch, Kevin Lynch, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Point Pleasant, New Jersey and TRANSAMERICA INVESTORS SECURITIES, LLC located in Harrison, New York.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Patrick Lynch's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2022 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
June 29, 2022 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
Office #1: 440 Mamaroneck Avenue, Harrison, NY 10528December 24, 2018 - June 15, 2022
NATIONWIDE INVESTMENT ADVISORS, LLC
November 12, 2018 - June 15, 2022
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 1, 2014 - September 5, 2018
MML DISTRIBUTORS, LLC
March 5, 2009 - May 1, 2014
MML INVESTORS SERVICES, LLC
September 27, 2006 - July 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 2006 - July 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 2003 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
April 7, 2000 - September 29, 2006
FAM DISTRIBUTORS, INC.
April 29, 1999 - September 15, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2022)
(6/29/2022)
(6/29/2022)
Exams
FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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