Thomas Cianci
Professional summary
Thomas Cianci, who also goes by Thomas Cianci Jr, Thomas Cianci, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 9 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Cianci's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2025 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017September 13, 2019 - January 11, 2024
UBS SECURITIES LLC
March 18, 2019 - January 11, 2024
UBS FINANCIAL SERVICES INC.
August 19, 2016 - October 10, 2017
ING FINANCIAL MARKETS LLC
February 8, 2011 - April 16, 2015
LLOYDS SECURITIES
June 13, 2003 - July 21, 2010
CITIGROUP GLOBAL MARKETS INC.
May 24, 2002 - June 16, 2003
UBS SECURITIES LLC
April 30, 2001 - April 12, 2002
ABN AMRO INCORPORATED
June 14, 1999 - April 30, 2001
ABN AMRO SECURITIES LLC
February 23, 1999 - July 19, 1999
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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