Joseph L. Stauder

PEAK6 CAPITAL MANAGEMENT LLC

Chicago, IL 60604

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CRD#: 3177027

Professional summary

Joseph Lloyd Stauder is a registered financial professional currently at PEAK6 CAPITAL MANAGEMENT LLC located in Chicago, Illinois.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 14 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 52TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Lloyd Stauder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2025 - Present

PEAK6 CAPITAL MANAGEMENT LLC

Office #1: 141 W. Jackson Blvd., Suite 500, Chicago, IL 60604

CRD#: 43773

Chicago, IL

Past

October 7, 2022 - September 4, 2024

SUMO CAPITAL, LLC

CRD#: 146310

CHICAGO, IL

Past

September 29, 2022 - September 4, 2024

RAPID EXECUTION SERVICES, LLC

CRD#: 171853

Chicago, IL

Past

September 28, 2022 - September 4, 2024

BOLT-X LLC

CRD#: 140802

CHICAGO, IL

Past

March 16, 2021 - May 2, 2021

JP DERIVATIVES, LLC

CRD#: 284131

NEW YORK, NY

Past

May 21, 2019 - November 26, 2019

GENTCO TRADING GROUP LP

CRD#: 168655

CHICAGO, IL

Past

July 10, 2017 - September 4, 2018

GENTCO TRADING GROUP LP

CRD#: 168655

CHICAGO, IL

Past

November 3, 2014 - May 3, 2016

LUPO FUTURES, LLC

CRD#: 155931

CHICAGO, IL

Past

November 3, 2014 - November 21, 2020

LUPO SECURITIES, LLC

CRD#: 43761

CHICAGO, IL

Past

December 17, 2013 - November 4, 2014

E*TRADE SECURITIES LLC

CRD#: 29106

CHICAGO, IL

Past

September 18, 2013 - December 4, 2013

ADVANTAGE SECURITIES LLC

CRD#: 39362

CHICAGO, IL

Past

May 21, 2013 - September 11, 2013

FIRST ANALYSIS SECURITIES CORPORATION

CRD#: 10446

CHICAGO, IL

Past

August 9, 2010 - June 7, 2012

LIGHTSPEED TRADING, LLC

CRD#: 35519

CHICAGO, IL

Past

August 1, 2006 - December 13, 2006

MCCLENDON, MORRISON & PARTNERS, INC.

CRD#: 14684

CHICAGO, IL

Past

April 15, 1999 - November 2, 2010

TERRA NOVA FINANCIAL, LLC

CRD#: 37761

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/24/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/29/2000

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 3/1/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/14/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 6/27/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/29/2004

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/15/2000

General Securities Principal Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

Current Firm

PEAK6 CAPITAL MANAGEMENT LLC

CRD#: 43773 / SEC#: , 8-50422

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

141 W. Jackson Blvd., Suite 500, Chicago, IL 60604

Mailing Address

141 W. Jackson Blvd., Suite 500, Chicago, IL 60604

Phone number

(312) 444-8000

Established

Delaware since 08/05/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
PEAK6 CAPITAL MANAGEMENT HOLDINGS LLC	OWNER
MILCAREK, STEVEN DOUGLAS	PRINCIPAL OPERATIONS OFFICER	3131320
MULLER, BRIAN JAMES	CHIEF RISK OFFICER	5875890
PITALE, SUJAI VEERDHAVAL	CHIEF COMPLIANCE OFFICER	5387442
SIMPSON, THOMAS WILLIAM	CHIEF EXECUTIVE OFFICER	5875785
WARD, JAMES FLANAGAN	FINOP, PRINCIPAL FINANCIAL OFFICER	6258923

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph L. Stauder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Lloyd Stauder's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMO CAPITAL, LLC

RAPID EXECUTION SERVICES, LLC

BOLT-X LLC

JP DERIVATIVES, LLC

GENTCO TRADING GROUP LP

GENTCO TRADING GROUP LP

LUPO FUTURES, LLC

LUPO SECURITIES, LLC

E*TRADE SECURITIES LLC

ADVANTAGE SECURITIES LLC

FIRST ANALYSIS SECURITIES CORPORATION

LIGHTSPEED TRADING, LLC

MCCLENDON, MORRISON & PARTNERS, INC.

TERRA NOVA FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/1999

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 12/29/2000

Series 55

Date: 3/1/2000

Series 7

Date: 4/14/1999

Series 14

Date: 1/2/2023

Series 53

Date: 6/27/2008

Series 4

Date: 1/29/2004

Series 24

Date: 9/15/2000

BOX Exchange LLC

Cboe BZX Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Miami International Securities Exchange, LLC

NYSE Arca, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Current Firm

PEAK6 CAPITAL MANAGEMENT LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PEAK6 CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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