Michael D. Morgan
Professional summary
Michael Dickey Morgan, who also goes by Michael Scott Dickey, is a registered financial professional currently at BABCOCK & BROWN SECURITIES LLC located in Cos Cob, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 62, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Dickey Morgan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2014 - Present
BABCOCK & BROWN SECURITIES LLC
Office #1: 29 River Road Suite 102, Cos Cob, CT 06807-2745Office #2: 29 River Rd. Suite 102, Cos Cob, CT 06807January 8, 2018 - March 17, 2025
BURNHAM STERLING ASSET MANAGEMENT LLC
October 5, 2016 - December 31, 2017
BURNHAM STERLING ASSET MANAGEMENT LLC
March 12, 1999 - September 15, 2009
BABCOCK & BROWN FINANCIAL CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2014)
(8/25/2014)
(9/15/2014)
(8/22/2014)
(9/9/2014)
(8/25/2014)
(9/3/2014)
(9/2/2014)
(9/9/2014)
(9/9/2014)
(9/9/2014)
(9/8/2014)
(8/26/2014)
(9/3/2014)
(9/9/2014)
(9/12/2014)
Exams
Series 62
Date: 1/7/2014
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
BABCOCK & BROWN SECURITIES LLC
CRD#: 169440 / SEC#: , 8-69368
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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