Tibor A. Zsombory
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tibor Attila Zsombory, who also goes by Tiberiu Zsombori, was a registered financial professional .
Tibor is a previously registered financial professional and started their career in finance in 1999. Tibor had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2005 - February 9, 2018
CETERA INVESTMENT ADVISERS LLC
May 16, 2005 - February 9, 2018
CETERA FINANCIAL SPECIALISTS LLC
March 16, 2004 - May 17, 2005
CITICORP INVESTMENT SERVICES
March 16, 2004 - May 17, 2005
CITICORP INVESTMENT SERVICES
July 18, 2002 - March 18, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
July 18, 2002 - March 18, 2004
IDS LIFE INSURANCE COMPANY
July 18, 2002 - March 18, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
May 28, 1999 - June 27, 2002
MORGAN STANLEY DW INC.
February 22, 1999 - June 27, 2002
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
