Adrian O. Suttle
Professional summary
Adrian Obrian Suttle is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Adrian is registered as a RR (Registered Representative) and started their career in finance in 2007. Adrian has worked at 8 firms and has passed the SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adrian Obrian Suttle's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2011 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010January 2, 2024 - August 6, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
October 30, 2020 - July 7, 2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
October 30, 2020 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
October 27, 2020 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
June 7, 2007 - February 11, 2011
DWS DISTRIBUTORS, INC.
June 7, 2007 - February 11, 2011
DEAM INVESTOR SERVICES, INC.
February 15, 2007 - May 31, 2007
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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