CM
Craig W. Moncey
IPI WEALTH MANAGEMENT
Quincy, IL 62305
Some features on this profile are disabled
CRD#: 3176383
CM
Professional summary
Craig Wayne Moncey, who also goes by Craig W Moncey, is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Quincy, Illinois and INVESTMENT PLANNERS, INC. located in Alton, Illinois.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Craig has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Craig W Moncey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-MONCEY PROPERTIES-P. O. BOX 402, QUINCY, IL 62306-0402 -50% OWNER-RENTAL PROPERTIES-INVESTMENT RELATED-15-30 MIN DURING TRADING HRS.-MANAGE PROPERTIES/COMPANY OWNS REAL ESTATE 2-MAINE STREET WEALTH MANAGEMENT, LLC (JAN 2014) PO BOX 402 QUINCY, IL 62306. OWNER. LLC FOR BUSINESS EXPENSES/TAX PURPOSES. 40 HRS/MONTH/6.5 DURING TRADING HRS. 3-BROKERAGE UNLIMITED, P. O. BOX 419006 ST. LOUIS, MO.- JAN 2014- SALE OF FIXED INSURANCE PRODUCTS. 10 HRS PER MONTH / LESS THAN 1 HOUR DURING TRADING HOURS. 4. Quincy Office Worx, LLC 3701 E Lake Center, STE 1, Owner of organization, No Salary or hourly pay. Will devote 1 to 2 hours a day. 5. SMJ, LLC. Located at PO Box 3215 Quincy, IL 62306. Business conducted from 3701 E Lake Center, STE 1 Quincy, Il 62305. Craig has 16.67% ownership. Profit sharing compensation. Dedicates 1-5 hours a month and less than 1 hour during trading hours. 6. Financial Planning Services, 121 N McArthur St. Macomb, IL. 50% OWNER. S-Corp FOR BUSINESS EXPENSES/TAX PURPOSES. 40 HRS/MONTH/6.5 DURING TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Wayne Moncey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2014 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 3701 East Lake Center Dr. Suite #1, Quincy, IL 62305RIA
CRD#: 111872
Quincy, IL
Current
January 9, 2014 - Present
INVESTMENT PLANNERS, INC.
Office #1: 233 E. Center Drive, Alton, IL 62002Office #2: 3701 East Lake Center Dr. Suite #1, Quincy, IL 62305BD
CRD#: 18557
Alton, IL
Past
June 13, 2005 - January 14, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ST LOUIS, MO
Past
June 8, 2004 - January 14, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ST LOUIS, MO
Past
August 29, 2002 - August 12, 2003
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CHESTERFIELD, MO
Past
March 23, 2002 - August 12, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
March 23, 2002 - August 12, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
August 3, 2001 - March 2, 2002
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
April 28, 1999 - May 11, 2000
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
February 11, 1999 - March 16, 1999
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/22/2021)
RR
Arizona(2/25/2021)
RR
Arkansas(1/3/2023)
RR
California(9/2/2014)
RR
Colorado(10/15/2014)
RR
Connecticut(5/19/2021)
RR
Florida(1/2/2015)
RR
Georgia(2/25/2021)
RR
Idaho(1/3/2023)
RR
Illinois(1/9/2014)
IAR
Illinois(1/9/2014)
RR
Indiana(2/25/2021)
RR
Iowa(2/25/2021)
RR
Kansas(2/25/2021)
RR
Kentucky(1/3/2023)
RR
Maryland(2/25/2021)
RR
Massachusetts(2/25/2021)
RR
Michigan(11/22/2016)
RR
Minnesota(11/20/2024)
RR
Mississippi(10/23/2018)
RR
Missouri(1/9/2014)
RR
Nebraska(2/25/2021)
RR
Nevada(2/25/2021)
RR
New York(1/3/2023)
RR
North Carolina(2/25/2021)
RR
Ohio(1/2/2015)
RR
Oregon(2/25/2021)
RR
Pennsylvania(1/3/2023)
RR
Rhode Island(1/3/2023)
RR
South Carolina(2/25/2021)
RR
Texas(2/25/2021)
RR
Utah(1/3/2023)
RR
Virginia(2/25/2021)
RR
Washington(2/25/2021)
RR
West Virginia(1/3/2023)
RR
Wisconsin(2/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
226 W. Eldorado, Decatur, IL 62522
Mailing Address
P.o. Box 170, Decatur, IL 62525-0170
Phone number
(217) 425-6340
Established
Firm type
Fiscal year end
# of Employees
73
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
