Craig Wayne Moncey
Professional Summary
Craig Wayne Moncey, who also goes by Craig W Moncey, is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Quincy, Illinois and INVESTMENT PLANNERS, INC. located in Alton, Illinois. Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Craig has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Craig W Moncey
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
Contact Information
Main Address
226 W. Eldorado, Decatur, IL 62522Mailing Address
P.o. Box 170, Decatur, IL 62525-0170Phone Number
(217) 425-6340# of Employees
67SEC notice filing (47 States and Territories)
Registered to provide investment advisory services in 47 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
13,260AUM (Assets Under Management)
$2,655,482,859Similar Advisors
PFS INVESTMENTS INC.
EVERMAY WEALTH MANAGEMENT, LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
(2/25/2021)
(1/3/2023)
(9/2/2014)
(10/15/2014)
(1/2/2015)
(2/25/2021)
(1/9/2014)
(1/9/2014)
(2/25/2021)
(2/25/2021)
(1/3/2023)
(2/25/2021)
(11/22/2016)
(11/20/2024)
(10/23/2018)
(1/9/2014)
(2/25/2021)
(2/25/2021)
(1/3/2023)
(2/25/2021)
(1/2/2015)
(1/3/2023)
(1/3/2023)
(2/25/2021)
(2/25/2021)
(1/3/2023)
(2/25/2021)
(2/25/2021)
(1/3/2023)
(2/25/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1999About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Craig Wayne Moncey's CRS (Customer Relationship Summary).
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