RL
Ryan M. Laux
CETERA INVESTMENT ADVISERS LLC
ARNOLD, MO
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CRD#: 3176198
RL
Professional summary
Ryan Matthew Laux is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Arnold, Missouri and CETERA WEALTH SERVICES, LLC located in Arnold, Missouri.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: 4 DAY SPORTING GOODS LLC; INVESTMENT RELATED: NO; ADDRESS: ARNOLD, MO 63010; NATURE OF BUSINESS: CLOTHING AND GEAR FOR POLICE, HWY PATROL, FIRE & EMS; START DATE: 11/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SALE OF ON DUTY CLOTHING AND GEAR TO THE HWY PATROL, POLICE, FIRE & EMS; 2. NAME OF OTHER BUSINESS: PREMIER PYROTECHNICS; INVESTMENT RELATED: NO; ADDRESS: RICHLAND, MO 65556; NATURE OF BUSINESS: PYROTECHNICS / FIREWORKS; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: LEAD PYROTECHNICIAN; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR ALL ASPECTS OF PROFESSIONAL FIREWORK DISPLAY SHOWS; 3. NAME OF OTHER BUSINESS: ZACH'S GUNS LLC; INVESTMENT RELATED: NO; ADDRESS: ARNOLD, MO 63010; NATURE OF BUSINESS: FIRE ARMS SALES FOR HWY PAROL, POLICE, FIRE & EMS; START DATE: 02/2009; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FIRE ARMS SALES FOR HWY PAROL, POLICE, FIRE & EMS;
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Matthew Laux's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ARNOLD, MO
Current
June 11, 2024 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ARNOLD, MO
Current
June 11, 2024 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
ARNOLD, MO
Current
January 29, 2025 - Present
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ARNOLD, MO
Current
January 29, 2025 - Present
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
ARNOLD, MO
Past
July 12, 2023 - May 28, 2024
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
SYRACUSE, NY
Past
July 12, 2023 - May 28, 2024
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
HOUSTON, TX
Past
July 12, 2023 - May 28, 2024
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
August 2, 2022 - April 24, 2023
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
DALLAS, TX
Past
August 2, 2022 - April 24, 2023
PROSPERA FINANCIAL SERVICES, INC.
BD
CRD#: 10740
DALLAS, TX
Past
October 12, 2021 - June 1, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
ST LOUIS, MO
Past
October 12, 2021 - June 1, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
ST. LOUIS, MO
Past
July 2, 2021 - September 22, 2021
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ST. LOUIS, MO
Past
July 2, 2021 - September 22, 2021
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. LOUIS, MO
Past
May 23, 2018 - April 7, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
ST. LOUIS, MO
Past
May 23, 2018 - April 7, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
May 11, 2018 - May 22, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
St Louis, MO
Past
May 11, 2018 - May 22, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
St Louis, MO
Past
May 11, 2018 - May 22, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
St Louis, MO
Past
August 10, 2015 - May 30, 2018
EDWARD JONES
RIA
CRD#: 250
ST LOUIS, MO
Past
April 27, 2004 - May 30, 2018
EDWARD JONES
BD
CRD#: 250
ST LOUIS, MO
Past
October 2, 2001 - January 2, 2002
JBS LIBERTY SECURITIES, INC.
BD
CRD#: 36179
KANNAPOLIS, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/11/2024)
RR
Alaska(6/11/2024)
RR
Arizona(6/11/2024)
RR
Arkansas(6/11/2024)
RR
California(6/11/2024)
RR
Colorado(6/11/2024)
RR
Connecticut(6/11/2024)
RR
Delaware(6/11/2024)
RR
District of Columbia(6/11/2024)
RR
Florida(6/11/2024)
RR
Georgia(6/11/2024)
RR
Hawaii(6/11/2024)
RR
Idaho(6/11/2024)
RR
Illinois(6/11/2024)
RR
Indiana(6/11/2024)
RR
Iowa(6/11/2024)
RR
Kansas(6/11/2024)
RR
Kentucky(6/11/2024)
RR
Louisiana(6/11/2024)
RR
Maine(6/11/2024)
RR
Maryland(6/11/2024)
RR
Massachusetts(6/11/2024)
RR
Michigan(6/11/2024)
RR
Minnesota(6/11/2024)
RR
Mississippi(6/11/2024)
RR
Missouri(6/11/2024)
IAR
Missouri(6/11/2024)
RR
Montana(6/11/2024)
RR
Nebraska(6/11/2024)
RR
Nevada(6/11/2024)
RR
New Hampshire(6/11/2024)
RR
New Jersey(6/11/2024)
RR
New Mexico(6/11/2024)
RR
New York(6/11/2024)
RR
North Carolina(6/11/2024)
RR
North Dakota(6/11/2024)
RR
Ohio(6/12/2024)
RR
Oklahoma(6/11/2024)
RR
Oregon(6/11/2024)
RR
Pennsylvania(6/11/2024)
RR
Puerto Rico(6/11/2024)
RR
Rhode Island(6/11/2024)
RR
South Carolina(6/11/2024)
RR
South Dakota(6/11/2024)
RR
Tennessee(6/11/2024)
RR
Texas(6/11/2024)
IAR
Texas(6/12/2024)
RR
Utah(6/11/2024)
RR
Vermont(6/11/2024)
RR
Virgin Islands(6/11/2024)
RR
Virginia(6/11/2024)
RR
Washington(6/11/2024)
RR
West Virginia(6/11/2024)
RR
Wisconsin(6/11/2024)
RR
Wyoming(6/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
