Ryan M. Laux
Professional summary
Ryan Matthew Laux is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Las Vegas, Nevada.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Matthew Laux's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2026 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 8475 W Sunset Road, Suite 101, Las Vegas, NV 89113January 29, 2025 - November 28, 2025
CETERA INVESTMENT SERVICES LLC
January 29, 2025 - November 28, 2025
CETERA FINANCIAL SPECIALISTS LLC
June 11, 2024 - November 28, 2025
CETERA INVESTMENT ADVISERS LLC
June 11, 2024 - November 28, 2025
CETERA WEALTH SERVICES, LLC
June 11, 2024 - November 28, 2025
CETERA ADVISORS LLC
July 12, 2023 - May 28, 2024
CADARET, GRANT & CO., INC.
July 12, 2023 - May 28, 2024
NEXT FINANCIAL GROUP, INC.
July 12, 2023 - May 28, 2024
CADARET, GRANT & CO., INC.
August 2, 2022 - April 24, 2023
PROSPERA FINANCIAL SERVICES, INC.
August 2, 2022 - April 24, 2023
PROSPERA FINANCIAL SERVICES, INC.
October 12, 2021 - June 1, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 12, 2021 - June 1, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 2, 2021 - September 22, 2021
SECURIAN FINANCIAL SERVICES, INC.
July 2, 2021 - September 22, 2021
SECURIAN FINANCIAL SERVICES, INC.
May 23, 2018 - April 7, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 23, 2018 - April 7, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 11, 2018 - May 22, 2018
TD AMERITRADE, INC.
May 11, 2018 - May 22, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 11, 2018 - May 22, 2018
TD AMERITRADE, INC.
August 10, 2015 - May 30, 2018
EDWARD JONES
April 27, 2004 - May 30, 2018
EDWARD JONES
October 2, 2001 - January 2, 2002
JBS LIBERTY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2026)
(2/17/2026)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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