Scott C. Champion

CHAMPION FINANCIAL & TAX SERVICES

Sewell, NJ

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CRD#: 3176162

Professional summary

Scott Carlisle Champion is a registered financial advisor currently at CHAMPION FINANCIAL & TAX SERVICES, LLC located in Sewell, New Jersey.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Scott has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Carlisle Champion's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2009 - Present

CHAMPION FINANCIAL & TAX SERVICES, LLC

RIA

CRD#: 148839

Sewell, NJ

Past

November 30, 2006 - March 9, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

MICKLETON, NJ

Past

November 30, 2006 - March 9, 2009

LPL FINANCIAL LLC

CRD#: 6413

MICKLETON, NJ

Past

January 2, 2004 - December 5, 2006

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

MICKLETON, NJ

Past

March 7, 2002 - December 31, 2003

RETIREMENT SOLUTIONS, INC.

RIA

CRD#: 114597

MICKLETON, NJ

Past

January 22, 2002 - December 1, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

MICKLETON, NJ

Past

March 28, 2000 - February 7, 2002

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

February 24, 1999 - March 16, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/2/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/23/1999

General Securities Representative Examination

Current Firm

CHAMPION FINANCIAL & TAX SERVICES, LLC

CRD#: 148839 / SEC#:

Delaware

Registered Investment Advisory firm - (11/20/2017 Terminated)

New Jersey

Registered Investment Advisory firm - (2/2/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Sewell, NJ

Mailing Address

Phone number

(856) 418-1643

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 30,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott C. Champion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Carlisle Champion's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAMPION FINANCIAL & TAX SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

RETIREMENT SOLUTIONS, INC.

SECURITIES AMERICA, INC.

1ST GLOBAL CAPITAL CORP.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/1999

Series 63

Date: 2/1/1999

Series 7

Date: 2/23/1999

Current Firm

CHAMPION FINANCIAL & TAX SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHAMPION FINANCIAL & TAX SERVICES, LLC

TRUST BUT VERIFY

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