Amit Desai
Professional summary
Amit Desai, who also goes by Amit R Desai, Amit Ramesh Desai, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Amit is registered as a RR (Registered Representative) and started their career in finance in 1999. Amit has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amit Desai's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2021 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095October 19, 2018 - November 3, 2021
ASCENSUS BROKER DEALER SERVICES, LLC
June 12, 2018 - October 19, 2018
ASCENSUS FINANCIAL SERVICES, LLC.
April 26, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 26, 1999 - March 30, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2022)
(1/5/2022)
(1/5/2022)
(11/19/2021)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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