JE
James K. Ensor
FHN FINANCIAL SECURITIES
Memphis, TN 38120
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CRD#: 3175950
JE
Professional summary
James Kelly Ensor III, who also goes by Kelly Ensor, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Memphis, Tennessee.
James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kelly Ensor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Kelly Ensor III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2023 - Present
FHN FINANCIAL SECURITIES CORP.
Office #1: 1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120BD
CRD#: 46346
Memphis, TN
Past
February 22, 2005 - May 9, 2023
TRUIST SECURITIES, INC.
BD
CRD#: 6271
MEMPHIS, TN
Past
April 21, 2003 - February 22, 2005
NBC CAPITAL MARKETS GROUP, INC.
BD
CRD#: 18229
MEMPHIS, TN
Past
April 26, 2000 - April 15, 2003
PORTFOLIO TRADING, LLC.
BD
CRD#: 37666
MEMPHIS, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/4/2023)
RR
Arkansas(8/4/2023)
RR
California(8/4/2023)
RR
Colorado(7/17/2023)
RR
District of Columbia(7/17/2023)
RR
Florida(7/17/2023)
RR
Georgia(7/17/2023)
RR
Hawaii(8/4/2023)
RR
Indiana(5/22/2024)
RR
Louisiana(7/17/2023)
RR
Massachusetts(2/27/2024)
RR
Michigan(8/1/2023)
RR
Missouri(2/27/2024)
RR
Nebraska(7/17/2023)
RR
Nevada(7/17/2023)
RR
New Jersey(2/27/2024)
RR
New Mexico(7/17/2023)
RR
New York(7/17/2023)
RR
North Carolina(7/17/2023)
RR
Ohio(7/17/2023)
RR
South Carolina(7/17/2023)
RR
Tennessee(7/17/2023)
RR
Texas(7/17/2023)
RR
Virginia(7/17/2023)
RR
Washington(8/4/2023)
RR
West Virginia(7/17/2023)
RR
Wisconsin(7/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 7/24/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FHN FINANCIAL SECURITIES CORP.
FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Mailing Address
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Phone number
(901) 435-8080
Established
Tennessee since 10/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346Memphis, TN 38120TRUST BUT VERIFY
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