Michael S. Loewengart

FRANKLIN DISTRIBUTORS

Stamford, CT 06902

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CRD#: 3175605

Professional summary

Michael Seth Loewengart, CIMA®, who also goes by Michael Loewengart, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 11 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Loewengart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Seth Loewengart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 20, 2024 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 100 First Stamford Place, Stamford, CT 06902

CRD#: 109064

Stamford, CT

Past

February 18, 2022 - April 17, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Purchase, NY

Past

February 18, 2022 - April 17, 2024

MORGAN STANLEY

CRD#: 149777

Purchase, NY

Past

March 22, 2010 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Purchase, NY

Past

December 21, 2007 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

Purchase, NY

Past

September 13, 2007 - December 21, 2007

E*TRADE GLOBAL ASSET MANAGEMENT, INC.

CRD#: 42890

ARLINGTON, VA

Past

July 7, 2006 - August 20, 2007

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

PURCHASE, NY

Past

March 23, 2006 - May 2, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

October 19, 2004 - May 2, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 14, 2003 - June 30, 2004

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

April 1, 2003 - July 22, 2003

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

May 29, 2002 - April 8, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

February 23, 1999 - July 20, 2000

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/20/2024)

Alaska
(11/20/2024)

Arizona
(11/20/2024)

Arkansas
(11/20/2024)

California
(11/20/2024)

Colorado
(11/20/2024)

Connecticut
(11/20/2024)

Delaware
(11/20/2024)

District of Columbia
(11/20/2024)

Florida
(11/20/2024)

Georgia
(11/20/2024)

Hawaii
(11/20/2024)

Idaho
(11/20/2024)

Illinois
(11/20/2024)

Indiana
(11/20/2024)

Iowa
(11/20/2024)

Kansas
(11/20/2024)

Kentucky
(11/20/2024)

Louisiana
(11/20/2024)

Maine
(11/20/2024)

Maryland
(11/20/2024)

Massachusetts
(11/20/2024)

Michigan
(11/20/2024)

Minnesota
(11/20/2024)

Mississippi
(11/20/2024)

Missouri
(11/20/2024)

Montana
(11/20/2024)

Nebraska
(11/20/2024)

Nevada
(11/20/2024)

New Hampshire
(11/20/2024)

New Jersey
(11/20/2024)

New Mexico
(11/20/2024)

New York
(11/20/2024)

North Carolina
(11/20/2024)

North Dakota
(11/20/2024)

Ohio
(11/20/2024)

Oklahoma
(11/20/2024)

Oregon
(11/20/2024)

Pennsylvania
(11/20/2024)

Puerto Rico
(11/20/2024)

Rhode Island
(11/20/2024)

South Carolina
(11/20/2024)

South Dakota
(11/20/2024)

Tennessee
(11/20/2024)

Texas
(11/20/2024)

Utah
(11/20/2024)

Vermont
(11/20/2024)

Virgin Islands
(11/20/2024)

Virginia
(11/20/2024)

Washington
(11/20/2024)

West Virginia
(11/20/2024)

Wisconsin
(11/20/2024)

Wyoming
(11/20/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/18/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/22/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/29/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael S. Loewengart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Seth Loewengart's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

E*TRADE GLOBAL ASSET MANAGEMENT, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LORD ABBETT DISTRIBUTOR LLC

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

COREBRIDGE CAPITAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/18/2010

SIE

Date: 10/1/2018

Series 7

Date: 5/23/2002

Series 6

Date: 2/22/1999

Series 24

Date: 7/29/2014

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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