Athena K. Masuda-bond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Athena Kay Masuda-bond, who also goes by Athena Kay Bishop, Athena Kay Masuda, Athena Masuda, was a registered financial professional .
Athena is a previously registered financial professional and started their career in finance in 1999. Athena had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2006 - April 10, 2007
NATIONAL PENSION & GROUP CONSULTANTS, INC
December 17, 1999 - November 18, 2002
EMPOWER FINANCIAL SERVICES, INC.
November 15, 1999 - December 17, 1999
NPC SECURITIES, INC.
May 3, 1999 - November 4, 1999
PARK AVENUE SECURITIES LLC
February 2, 1999 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NATIONAL PENSION & GROUP CONSULTANTS, INC
CRD#: 613 / SEC#: , 8-11206
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
