PM
Paul J. Martin
CETERA INVESTMENT ADVISERS LLC
North Royalton, OH 44133
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CRD#: 3175492
PM
Professional summary
Paul Jonathan Martin is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in North Royalton, Ohio and CETERA ADVISORS LLC located in North Royalton, Ohio.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: PAUL MARTIN, ATTORNEY AT LAW ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: LEGAL PRACTICE AND TAX PREPARATION, START DATE: 06/2012 ; APX NUMBER OF HOURS: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: TRUST, ESTATE PLANNING, INCOME TAX ; (2) PATHWAY FINANCIAL ADVISORS LLC, SAME AS OFFICE ADDRESS, FIXED INSURANCE, FINANCIAL SERVICES, BOOKEEPING, PAYROLL, 5HR/WK. $1000/MO. (3) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: 7128C BLUE RIDGE PKWY, LAUREL SPRINGS, NC 28644 ; NATURE OF BUSINESS: VACATION RENTAL HOME ; START DATE: 10/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, BILL PAYING AND MAINTENANCE ; (4) NAME OF OTHER BUSINESS: CLEVELAND VELODROME; INVESTMENT RELATED: NO; ADDRESS: 5033 BROADWAY AVE CLEVELAND OH 44127; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/2012; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS, FUND RAISING;
CRS (Client Relationship Summary) - RIA
Click below to view Paul Jonathan Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10147c Royalton Rd, North Royalton, OH 44133RIA
CRD#: 105644
North Royalton, OH
Current
July 18, 2007 - Present
CETERA ADVISORS LLC
Office #1: 10147c Royalton Rd, North Royalton, OH 44133BD
CRD#: 10299
North Royalton, OH
Past
October 4, 2007 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
LAUREL SPRINGS, NC
Past
March 16, 1999 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
NORTH ROYALTON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/18/2007)
RR
Colorado(1/7/2020)
RR
Florida(10/15/2012)
RR
Georgia(8/8/2011)
RR
Illinois(1/3/2025)
RR
Massachusetts(7/6/2012)
RR
Michigan(1/3/2025)
RR
Minnesota(9/12/2022)
RR
New Jersey(12/11/2012)
RR
North Carolina(8/2/2018)
RR
Ohio(7/18/2007)
IAR
Ohio(3/21/2024)
RR
Oregon(9/23/2024)
RR
Pennsylvania(12/11/2012)
RR
South Carolina(1/3/2024)
RR
Utah(1/3/2025)
RR
Virginia(1/9/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
