CW

Charles H. Warner

GENTER CAPITAL MANAGEMENT
LOS ANGELES, CA 90025
Some features on this profile are disabled
CRD#: 3175207
CW

Professional summary


Charles Hynson Warner is a registered financial advisor currently at GENTER CAPITAL MANAGEMENT located in Los Angeles, California and GENTER ADVISORS LLC located in Los Angeles, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Charles has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Charles Hynson Warner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 7, 2000 - Present

GENTER CAPITAL MANAGEMENT

Office #1: 11601 Wilshire Blvd. 25th Floor, Los Angeles, CA, 90025
RIA
CRD#: 108618
LOS ANGELES, CA
Current

July 26, 2001 - Present

GENTER ADVISORS LLC

Office #1: 11601 Wilshire Blvd. 25th Floor, Los Angeles, CA 90025
RIA
CRD#: 113916
LOS ANGELES, CA
Past

October 4, 2001 - October 2, 2002

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

August 30, 2000 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

BD
CRD#: 27038
PHOENIX, AZ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GENTER CAPITAL MANAGEMENT
GENTER CAPITAL MANAGEMENT | RNC GENTER CAPITAL MANAGEMENT | RNC CAPITAL MANAGEMENT LLC

CRD#: 108618 / SEC#: 801-55484

RIA
Registered Investment Advisory firm - (4/1/1998 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/7/2000)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


GC
GENTER CAPITAL MANAGEMENT
GENTER CAPITAL MANAGEMENT | RNC GENTER CAPITAL MANAGEMENT | RNC CAPITAL MANAGEMENT LLC

CRD#: 108618 / SEC#: 801-55484

RIA
Registered Investment Advisory firm - (4/1/1998 Approved)
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Contact information


Main Address
11601 Wilshire Blvd. 25th Floor, Los Angeles, CA, 90025-1770
Mailing Address
Phone number
(310) 477-6543
Established
Firm type
Fiscal year end
# of Employees
64

SEC notice filing (45 States and Territories)


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Regulatory assets under management


Total Number of Accounts4,072
AUM (Assets Under Management)$ 4,527,711,109

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GENTER CAPITAL MANAGEMENT

CRD#: 108618Los Angeles, CA 90025

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