Mark D. Holmertz

INSPIRION WEALTH ADVISORS

Sarasota, FL

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CRD#: 3175086

Professional summary

Mark David Holmertz, CFP®, CLU® is a registered financial advisor currently at INSPIRION WEALTH ADVISORS, LLC located in Sarasota, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Libertyville, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NON-VARIABLE INSURANCE; INVESTMENT RELATED; 900 TECHNOLOGY WAY STE 130 LIBERTYVILLE, IL 60048; FIXED INSURANCE; AGENT; START DATE: 8/4/2010; APPROX 2 HRS/MO SELL HEALTH, LIFE, DISABILITY, LTC, FIXED ANNUITIES 2.PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 11/16/12 3. INSPIRION WEALTH ADVISORS, LLC, 900 TECHNOLOGY WAY, STE 130, LIBERTYVILLE, IL 60048. INVESTMENT RELATED, RIA, 9/2015-PRESENT. TITLE: IAR, 160 HOURS/MONTH DURING TRADING. DUTIES: MANAGE CLIENT ACCOUNTS AND FINANCIAL PLANNING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Holmertz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

CLU^®

Chartered Life Underwriter

Experience

Current

October 16, 2012 - Present

INSPIRION WEALTH ADVISORS, LLC

RIA

CRD#: 165174

Sarasota, FL

Current

November 16, 2012 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 900 Technology Way Suite 130, Libertyville, IL 60048

CRD#: 35747

Libertyville, IL

Past

November 11, 2005 - January 26, 2011

LIBERTYVILLE FINANCIAL GROUP, LTD.

RIA

CRD#: 136631

LIBERTYVILLE, IL

Past

April 29, 2005 - November 27, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

LIBERTYVILLE, IL

Past

April 29, 2005 - November 27, 2012

LPL FINANCIAL LLC

CRD#: 6413

LIBERTYVILLE, IL

Past

March 4, 1999 - April 29, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LIBERTYVILLE, IL

Past

February 11, 1999 - April 29, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 11, 1999 - April 29, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INSPIRION WEALTH ADVISORS, LLC

INSPIRION WEALTH ADVISORS, LLC | INTEGRYS WEALTH ADVISORS LLC

CRD#: 165174 / SEC#: 801-77181

RIA

Registered Investment Advisory firm - (10/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(11/16/2012)

Arizona
(11/16/2012)

Colorado
(9/23/2022)

Florida
(11/16/2012)

IAR

Florida
(5/8/2025)

Hawaii
(10/12/2023)

IAR

Illinois
(10/16/2012)

Illinois
(11/16/2012)

Indiana
(9/29/2017)

Kentucky
(9/23/2022)

Michigan
(11/16/2012)

Minnesota
(11/16/2012)

Missouri
(7/13/2016)

Nevada
(2/10/2015)

New York
(7/13/2016)

Ohio
(11/16/2012)

Tennessee
(9/23/2022)

IAR

Texas
(10/16/2012)

Texas
(11/16/2012)

Washington
(7/13/2016)

Wisconsin
(11/16/2012)

Wyoming
(9/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INSPIRION WEALTH ADVISORS, LLC

INSPIRION WEALTH ADVISORS, LLC | INTEGRYS WEALTH ADVISORS LLC

CRD#: 165174 / SEC#: 801-77181

RIA

Registered Investment Advisory firm - (10/16/2012 Approved)

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Contact information

Main Address

900 Technology Way Suite 130, Libertyville, IL 60048

Mailing Address

Phone number

(847) 918-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1: WRAP FEE PROGRAM BROCHURE (2/10/2025)

FORM ADV PART 2A - FIRM BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts	2,556
AUM (Assets Under Management)	$ 1,237,818,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark D. Holmertz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Holmertz's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LIBERTYVILLE FINANCIAL GROUP, LTD.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

INSPIRION WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/1999

SIE

Date: 10/1/2018

Series 7

Date: 2/10/1999

Series 24

Date: 8/31/2011

FINRA

Current Firm

INSPIRION WEALTH ADVISORS, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSPIRION WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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