Terence Patrick Hannafin
Professional Summary
Terence Patrick Hannafin is a registered financial advisor currently at CARTER CAPITAL CORPORATION located in Southport, Connecticut. Terence is registered as a RR (Registered Representative) and started their career in finance in 2020. Terence has worked at 1 firm and has passed the Series 63, Series 82TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
CARTER & COMPANY | CARTER CAPITAL CORPORATION
Contact Information
Main Address
99 Harbor Road The Tide Mill Building, Southport, CT 06890Mailing Address
99 Harbor Road The Tide Mill Building, Southport, CT 06890Phone Number
(203) 203-0053Established
Connecticut since 08/06/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/15/2021)
(7/17/2020)
(1/24/2022)
(2/7/2022)
(2/8/2022)
(1/26/2022)
(1/26/2026)
(11/9/2021)
(12/9/2021)
(1/22/2025)
(1/20/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jul 2020About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Terence Patrick Hannafin's CRS (Customer Relationship Summary).
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