Scott R. Olver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Russell Olver was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1999. Scott had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2011 - December 31, 2012
MERRIMAC CORPORATE SECURITIES, INC.
March 16, 2010 - August 11, 2010
INTERNATIONAL ASSETS ADVISORY, LLC
June 9, 2006 - November 7, 2008
MERRIMAC CORPORATE SECURITIES, INC.
May 14, 2002 - December 17, 2003
ALLEN DOUGLAS SECURITIES, INC.
October 8, 1999 - April 8, 2002
GLOBAL ACCESS FINANCIAL SERVICES
February 16, 1999 - October 8, 1999
SII INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
