Russell K. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Keith White, who also goes by Russ White, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1999. Russell had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2014 - December 20, 2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
April 11, 2014 - December 20, 2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
July 9, 2013 - March 21, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 16, 2012 - June 28, 2013
VOYA RETIREMENT ADVISORS, LLC
January 12, 2012 - June 28, 2013
VOYA RETIREMENT ADVISORS, LLC
January 28, 2010 - April 20, 2011
MERIDIAN WEALTH MANAGEMENT, LLC
January 28, 2010 - September 17, 2010
PRIVATE CLIENT SERVICES, LLC
September 3, 2004 - May 15, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
March 10, 2004 - May 15, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
September 27, 1999 - December 31, 2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
