Erik M. Helmstetter

ODER INVESTMENT MANAGEMENT

LOS ANGELES, CA 90045

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CRD#: 3173525

Professional summary

Erik Morgan Helmstetter, CFP®, who also goes by Erik M Helmstetter, is a registered financial advisor currently at ODER INVESTMENT MANAGEMENT, LLC located in Los Angeles, California.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Erik has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik M Helmstetter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trancension Music, LLC; not investment-related; 8501 McConnell Ave. Los Angeles, CA 90045; Music events; Owner; Since March 2024; Approx 2 hrs/mo during non-trading hours; Holding music events & get togethers - coordinating volunteers and paying bills related to the events.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Morgan Helmstetter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

June 30, 2017 - Present

ODER INVESTMENT MANAGEMENT, LLC

Office #1: 6080 Center Dr 6th Floor, Ste. 681, Los Angeles, CA 90045

RIA

CRD#: 134506

LOS ANGELES, CA

Past

June 1, 2009 - July 3, 2017

MORGAN STANLEY

RIA

CRD#: 149777

SANTA MONICA, CA

Past

June 1, 2009 - July 3, 2017

MORGAN STANLEY

CRD#: 149777

SANTA MONICA, CA

Past

April 3, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SANTA MONICA, CA

Past

April 3, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SANTA MONICA, CA

Past

June 15, 1999 - April 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BEVERLY HILLS, CA

Past

March 10, 1999 - April 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ODER INVESTMENT MANAGEMENT, LLC

ODER & STEWART INVESTMENT MANAGEMENT, LLC | ODER INVESTMENT MANAGEMENT, LLC

CRD#: 134506 / SEC#: 801-110656

RIA

Registered Investment Advisory firm - (6/16/2017 Approved)

California

Registered Investment Advisory firm - (7/23/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/23/2017 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/13/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/5/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/9/1999

General Securities Representative Examination

Current Firm

ODER INVESTMENT MANAGEMENT, LLC

ODER & STEWART INVESTMENT MANAGEMENT, LLC | ODER INVESTMENT MANAGEMENT, LLC

CRD#: 134506 / SEC#: 801-110656

RIA

Registered Investment Advisory firm - (6/16/2017 Approved)

California

Registered Investment Advisory firm - (7/23/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/23/2017 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2016 Terminated)

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Contact information

Main Address

21300 Victory Blvd Suite 855, Woodland Hills, CA 91367

Mailing Address

Phone number

(818) 676-0036

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ODER INVESTMENT MANAGEMENT PART 2A AND 2B SUPPLEMENTS (11/13/2025)

Regulatory assets under management

Total Number of Accounts	599
AUM (Assets Under Management)	$ 319,333,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Erik M. Helmstetter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Morgan Helmstetter's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ODER INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/13/1999

SIE

Date: 7/3/2017

Series 31

Date: 10/5/2011

Series 7

Date: 3/9/1999

Current Firm

ODER INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ODER INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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