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DI

David P. Ingevaldson

ANKURA CAPITAL ADVISORS
New York, NY 10017
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CRD#: 3173456
DI

Professional summary


David Paul Ingevaldson is a registered financial professional currently at ANKURA CAPITAL ADVISORS, LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Paul Ingevaldson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 25, 2011 - Present

ANKURA CAPITAL ADVISORS, LLC

Office #1: 485 Lexington Avenue 10th Floor, New York, NY 10017
BD
CRD#: 114155
New York, NY
Past

April 14, 2011 - June 17, 2011

OPTIONVUE SECURITIES CORP.

BD
CRD#: 146085
LIBERTYVILLE, IL
Past

July 21, 2010 - August 19, 2010

TRADINGBLOCK

BD
CRD#: 128605
CHICAGO, IL
Past

August 10, 1999 - August 8, 2001

ADVANCED EQUITIES, INC.

BD
CRD#: 35545
CHICAGO, IL
Past

March 11, 1999 - September 1, 1999

PRIMEX

BD
CRD#: 29394
NEW YORK, NY
Past

February 3, 1999 - April 8, 1999

JWGENESIS FINANCIAL GROUP, INC

BD
CRD#: 38166
BOCA RATON, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(10/25/2011)

Exams


State Security Law Exam
RR
Series 63
Date: 2/5/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AC
ANKURA CAPITAL ADVISORS, LLC
ANKURA CAPITAL ADVISORS, LLC | NAVIGANT CONSULTING ENERGY CAPITAL, LLC | NAVIGANT CONSULTING CAPITAL, LLC | NAVIGANT CAPITAL ADVISORS, LLC

CRD#: 114155 / SEC#: , 8-53403

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
485 Lexington Avenue 10th Floor, New York, NY 10017
Mailing Address
485 Lexington Avenue 10th Floor, New York, NY 10017
Phone number
(212) 818-1555
Established
Delaware since 06/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
THOREAU HOLDCO, LLCSOLE MEMBER
HILFER, STEVEN MARTINDIRECTOR1744802
LENART, BRIAN DOUGLASCCO, AMLCO736107
OBSBAUM, FREDRIC MICHAELFINOP, PFO/POO1160811

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ANKURA CAPITAL ADVISORS, LLC

CRD#: 114155New York, NY 10017

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