Michelle A. Serlin
STRATEGIC ADVISERS LLC | Vice President Private Wealth Management Advisor
VANCOUVER, WA
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CRD#: 3173216
Professional summary
Michelle A Serlin, CFP®, who also goes by Michelle Ann Clay, Michelle Ann Serlin, Michelle Serlin, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Vancouver, Washington and FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michelle has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Biography
I'm a Certified Financial Planner™ with over 20 years of experience in the financial services industry. For the past 11 years at Fidelity, I've helped affluent individuals and their families with their wealth planning needs. My goal is to listen and understand my client's needs, goals, and preferences helping them make prudent decisions with their wealth in today's complex world of investments and financial planning.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Ann Clay | Michelle Ann Serlin | Michelle Serlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michelle A Serlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Centre College
Bachelor of Science (BS), Economics - Economics
1998
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
VANCOUVER, WA
Current
August 6, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932BD
CRD#: 7784
Greenwood Village, CO
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ROSEVILLE, CA
Past
August 18, 2010 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SCOTTSDALE, AZ
Past
October 23, 2009 - July 26, 2010
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
PHOENIX, AZ
Past
October 22, 2009 - July 26, 2010
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
PHOENIX, AZ
Past
June 22, 2009 - October 15, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
SCOTTSDALE, AZ
Past
June 12, 2009 - October 15, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
SCOTTSDALE, AZ
Past
November 4, 2004 - May 13, 2009
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SCOTTSDALE, AZ
Past
June 15, 2004 - May 13, 2009
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SCOTTSDALE, AZ
Past
April 1, 2003 - June 4, 2004
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
June 21, 2002 - February 7, 2003
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
ANAHEIM, CA
Past
December 4, 2001 - July 16, 2002
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
March 24, 1999 - May 14, 2001
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/24/2019)
RR
Alaska(1/23/2019)
RR
Arizona(8/6/2010)
RR
Arkansas(8/16/2021)
RR
California(8/6/2010)
RR
Colorado(1/9/2019)
RR
Connecticut(9/24/2019)
RR
Delaware(8/16/2021)
RR
District of Columbia(8/16/2021)
RR
Florida(1/9/2019)
RR
Georgia(8/8/2020)
RR
Hawaii(4/12/2019)
RR
Idaho(8/6/2010)
RR
Illinois(8/8/2020)
RR
Indiana(6/14/2019)
RR
Iowa(8/16/2021)
RR
Kansas(8/16/2021)
RR
Kentucky(8/16/2021)
RR
Louisiana(1/8/2019)
RR
Maine(4/9/2020)
RR
Maryland(8/16/2021)
RR
Massachusetts(1/8/2019)
RR
Michigan(9/24/2019)
RR
Minnesota(4/12/2019)
RR
Mississippi(8/16/2021)
RR
Missouri(8/16/2021)
RR
Montana(1/8/2019)
RR
Nebraska(8/16/2021)
RR
Nevada(8/6/2010)
RR
New Hampshire(8/16/2021)
RR
New Jersey(1/8/2019)
RR
New Mexico(8/16/2021)
RR
New York(1/8/2019)
RR
North Carolina(1/8/2019)
RR
North Dakota(8/16/2021)
RR
Ohio(1/10/2019)
RR
Oklahoma(1/9/2019)
RR
Oregon(1/14/2013)
IAR
Oregon(3/31/2025)
RR
Pennsylvania(9/24/2019)
RR
Puerto Rico(8/16/2021)
RR
Rhode Island(8/16/2021)
RR
South Carolina(9/24/2019)
RR
South Dakota(8/16/2021)
RR
Tennessee(8/16/2021)
RR
Texas(1/3/2013)
IAR
Texas(3/31/2025)
RR
Utah(1/8/2019)
RR
Vermont(8/16/2021)
RR
Virgin Islands(8/16/2021)
RR
Virginia(4/12/2019)
RR
Washington(1/3/2013)
IAR
Washington(3/31/2025)
RR
West Virginia(8/16/2021)
RR
Wisconsin(9/24/2019)
RR
Wyoming(8/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President Private Wealth Management AdvisorCRD#: 104555Vancouver, WATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
