Kenneth F. Brown
Professional summary
Kenneth Foster Brown, who also goes by Ken Brown, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Severna Park, Maryland and TRUIST INVESTMENT SERVICES, INC. located in Severna Park, Maryland.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kenneth has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Foster Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 155 Ritchie Highway, Severna Park, MD 21146April 27, 2012 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 155 Richie Hwy, Severna Park, MD 21146Office #2: 2405 Brandermill Blvd, Gambrills, MD 21054April 27, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
February 12, 2007 - May 1, 2012
M&T SECURITIES, INC.
February 12, 2007 - May 1, 2012
M&T SECURITIES, INC.
July 13, 2006 - February 12, 2007
CITICORP INVESTMENT SERVICES
July 7, 2006 - February 12, 2007
CITICORP INVESTMENT SERVICES
May 19, 2003 - May 27, 2005
CETERA WEALTH SERVICES, LLC
February 11, 2003 - May 27, 2005
CETERA WEALTH SERVICES, LLC
May 4, 2001 - September 25, 2002
LEGG MASON WOOD WALKER, INCORPORATED
July 6, 2000 - September 25, 2002
LEGG MASON WOOD WALKER, INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2024)
(4/30/2021)
(5/31/2012)
(10/24/2025)
(7/24/2015)
(4/27/2012)
(4/27/2012)
(10/30/2020)
(4/27/2012)
(9/15/2016)
(1/16/2025)
(3/1/2023)
(7/17/2024)
(5/31/2012)
(5/18/2015)
(4/22/2022)
(1/11/2018)
(5/31/2012)
(6/25/2019)
(1/3/2020)
(6/25/2019)
(1/3/2014)
(7/15/2024)
(4/27/2012)
(6/25/2019)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
