JL
Jonathan B. Lawrence
HOLLISTER ASSOCIATES
MOUNT PLEASANT, SC
Some features on this profile are disabled
CRD#: 3172902
JL
Professional summary
Jonathan B Lawrence, who also goes by Jonathan B Lawrence, Jonathan Barrett Lawrence, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1999. Jonathan has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jonathan B Lawrence | Jonathan Barrett Lawrence
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)THE CRYSTAL MOUNTAIN GROUP, INC. ("CMG") - PRESIDENT,/OWNER; BRONXVILLE, NY; STATE REGISTERED INVESTMENT ADVISOR; MANAGES THE BUSINESS AND PROVIDES ADVISORY AND CONSULTING SERVICES; APPROXIMATELY 80 HOURS PER MONTH, OF WHICH APPROXIMATELY 80 ARE DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED; (2) AMERICAN INDUSTRIAL ACQUISITION CORPORATION ("AIAC") - SENIOR VICE PRESIDENT; 250 PARK AVENUE, 7TH FLOOR, NEW YORK, NY 10177; PRIVATE EQUITY FIRM FOCUSED ON ACQUIRING DISTRESSED INDUSTRIAL AND MANUFACTURING BUSINESSES, M&A; APPROX. 2 HOURS PER MONTH, SOME OR ALL OF WHICH TIME MAY OCCUR DURING SECURITIES TRADING HOUR;, ASSISTS IN SOURCING , NEGOTIATING, AND PERFORMING DUE DILIGENCE ON POTENTIAL ACQUISITION CANDIDATES; INVESTMENT-RELATED; START DATE: 01/2015. (3) TANARIVA CAPITAL - MANAGING PARTNER; FORT LAUDERDALE, FL: CAPITAL RAISING BUSINESS IN WHICH SECURITIES TRANSACTIONS ARE CONDUCTED THROUGH HOLLISTER ASSOCIATES; MANAGE THE BUSINESS AND PROVIDE CAPITAL RAISING ACTIVITIES; APPROXIMATELY 120 HOURS PER MONTH, OF WHICH APPROXIMATELY 100 HOURS ARE DURING SECURITIES TRADING HOURS; INVESTMENT RELATED, STARTED 08/2018. (4) JIVARA CAPITAL , LLC - MANAGING MEMBER / MULTI-STAGE BIOVENTURES, LP (MSBV) - MANAGING MEMBER - JIVARA CAPITAL WAS ESTABLISHED FOR MSBV, A SINGLE ASSET LP FEEDER FUND INTO RA CAPITAL NEXTUS FUND II, LP (VENTURE CAPITAL FUND); THE BRONXVILLE, NY BASED BUSINEESSES WERE STARTED IN SEPTEMBER 2020; ROLE IS TO SELECT SERVICE PROVIDERS, RECONCILE QUARTERLY AND ANNUAL FINANCIAL ACCOUNTS; ASSIST ADMINISTRATORS AND AUDITORS WITH PROVIDING INFORMATION TO ASSIST WITH K1 AND ANNUAL FINANCIAL STATEMENTS; AND OTHER MISCELLANEOUS ACTIVITIES AS NEEDED; 4 HOURS/MONTH DEVOTED TO THIS ACTIVITY, OF WHICH LESS THAN 1 HOUR IS DEVOTED DURING NORMAL TRADING HOURS; INVESTMENT-RELATED; (5) COGNOSCENTI PARTNERS, LLC - MANAGING MEMBER / MULTI-STAGE BIOVENTURES, LP lll (MSBV lll) - MANAGING MEMBER - COGNOSCENTI PARTNERS WAS ESTABLISHED FOR MSBV lll, A SINGLE ASSET LP FEEDER FUND INTO RA CAPITAL NEXUS FUND lll, LP, A VENTURE CAPITAL FUND FOCUSED ON DEVELOPMENT STAGE BIOTECH COMPANIES; THE BRONXVILLE, NY BASED BUSINESS WAS STARTED IN 2022; ROLE IS TO SELECT SERVICE PROVIDERS, RECONCILE QUARTERLY AND ANNUAL FINANCIAL ACCOUNTS; ASSIST ADMINISTRATORS AND AUDITORS WITH PROVIDING INFORMATION TO ASSIST WITH K1 AND ANNUAL FINANCIAL STATEMENTS; AND OTHER MISCELLANEOUS ACTIVITIES AS NEEDED; 2 HOURS/MONTH DEVOTED TO THIS ACTIVITY, OF WHICH LESS THAN 1 HOUR IS DEVOTED DURING NORMAL TRADING HOURS; INVESTMENT-RELATED;
CRS (Client Relationship Summary) - BD
Click below to view Jonathan B Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2021 - Present
HOLLISTER ASSOCIATES, LLC
BD
CRD#: 173366
MOUNT PLEASANT, SC
Past
August 29, 2018 - July 1, 2021
STONEHAVEN, LLC
BD
CRD#: 118913
NEW YORK, NY
Past
April 29, 2015 - October 8, 2018
BCW SECURITIES LLC
BD
CRD#: 144930
WESTPORT, CT
Past
October 11, 2012 - December 31, 2023
THE CRYSTAL MOUNTAIN GROUP, INC.
RIA
CRD#: 159072
BRONXVILLE, NY
Past
September 19, 2011 - May 20, 2014
YOUNG AMERICA CAPITAL, LLC
BD
CRD#: 150443
MAMARONECK, NY
Past
May 1, 2009 - October 23, 2009
SAMUELS CHASE & CO., INC.
BD
CRD#: 36699
SANTA YSABEL, CA
Past
January 9, 2007 - September 23, 2008
ALYSSA LLC
BD
CRD#: 102220
NEW YORK, NY
Past
December 12, 2002 - January 20, 2006
GVC CAPITAL LLC
BD
CRD#: 38923
GREENWOOD VILLAGE, CO
Past
November 22, 1999 - November 5, 2001
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
May 6, 1999 - November 2, 1999
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
March 12, 1999 - May 5, 1999
SANFORD C. BERNSTEIN & CO., INC.
BD
CRD#: 1232
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/1/2021)
RR
California(7/1/2021)
RR
Colorado(7/1/2021)
RR
Connecticut(7/1/2021)
RR
Florida(7/1/2021)
RR
Georgia(1/3/2022)
RR
Idaho(7/1/2021)
RR
Illinois(7/1/2021)
RR
Maryland(7/1/2021)
RR
Massachusetts(7/1/2021)
RR
Michigan(1/3/2022)
RR
Minnesota(7/1/2021)
RR
Missouri(7/1/2021)
RR
Montana(1/24/2022)
RR
Nevada(1/3/2022)
RR
New Jersey(7/1/2021)
RR
New York(7/1/2021)
RR
North Carolina(1/3/2022)
RR
Ohio(7/1/2021)
RR
Oregon(7/1/2021)
RR
Pennsylvania(7/1/2021)
RR
Puerto Rico(1/27/2022)
RR
South Carolina(7/1/2021)
RR
Tennessee(1/4/2023)
RR
Texas(1/3/2022)
RR
Utah(10/18/2023)
RR
Virginia(7/1/2021)
RR
Wisconsin(7/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HOLLISTER ASSOCIATES, LLC
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
257 River Oak Drive, Mount Pleasant, SC 29464
Mailing Address
257 River Oak Drive, Mount Pleasant, SC 29464
Phone number
(401) 465-3080
Established
South Carolina since 09/09/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
