Everett Y. Woo
Professional summary
Everett Yat-wai Woo, who also goes by Everett Yatwai Woo, is a registered financial professional currently at GLOBALINK SECURITIES, INC. located in Monrovia, California.
Everett is registered as a RR (Registered Representative) and started their career in finance in 1999. Everett has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Everett Yat-wai Woo's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2012 - Present
GLOBALINK SECURITIES, INC.
Office #1: 185 W Chestnut Ave,, Monrovia, CA 91016April 27, 2007 - March 5, 2010
GLOBALINK SECURITIES, INC.
February 28, 2006 - April 18, 2007
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 17, 2003 - April 18, 2007
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 7, 2002 - June 16, 2003
ALLSTATE FINANCIAL SERVICES, LLC
July 26, 2001 - December 13, 2001
METROPOLITAN LIFE INSURANCE COMPANY
July 26, 2001 - December 13, 2001
MSI FINANCIAL SERVICES, INC.
July 11, 2000 - May 24, 2001
CHARLES SCHWAB & CO., INC.
January 20, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 20, 1999 - June 16, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2012)
(7/27/2021)
(4/16/2020)
(1/3/2020)
(7/16/2024)
(4/6/2023)
(6/15/2022)
(5/22/2024)
Exams
FINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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