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ER

Eric A. Rujawitz

SG AMERICAS SECURITIES
Chicago, IL 60605
Some features on this profile are disabled
CRD#: 3172543
ER

Professional summary

Eric Arnold Rujawitz, who also goes by Eric Arnold Rujawitz, Eric Rujawitz, is a registered financial professional currently at SG AMERICAS SECURITIES, LLC located in Chicago, Illinois.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric Arnold Rujawitz | Eric Rujawitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Arnold Rujawitz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2023 - Present

SG AMERICAS SECURITIES, LLC

Office #1: 425 S. Financial Place, Chicago, IL 60605
BD
CRD#: 128351
Chicago, IL
Past

September 2, 2015 - December 31, 2019

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
CHICAGO, IL
Past

November 4, 2009 - July 18, 2014

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
CHICAGO, IL
Past

August 30, 2005 - April 8, 2009

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

June 26, 2001 - September 26, 2005

WINTRUST INVESTMENTS LLC

BD
CRD#: 875
CHICAGO, IL
Past

July 26, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

July 26, 1999 - August 24, 2000

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 8/25/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/23/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SG AMERICAS SECURITIES, LLC
SG AMERICAS SECURITIES, LLC

CRD#: 128351 / SEC#: , 8-66125

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
245 Park Avenue, New York, NY 10167
Mailing Address
245 Park Avenue, New York, NY 10167
Phone number
(212) 278-6000
Established
Delaware since 08/08/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SG AMERICAS SECURITIES HOLDINGS, LLCDIRECT OWNER
CARTIER, SYLVAINCO - CHIEF EXECUTIVE OFFICER6390499
GERLESITS, WILLIAM RCHIEF COMPLIANCE OFFICER5457051
O'KEEFE, THOMAS WILLIAMPRINCIPAL FINANCIAL OFFICER3054453
VAN HAUWERMEIREN, GUIDO MARIACO - CHIEF EXECUTIVE OFFICER5974025
WALSH, MICHAEL PATRICKPRINCIPAL OPERATIONS OFFICER1060871
ZIELINSKI, GREGORY WCHIEF OPERATING OFFICER2384242

Disclosures

Regulatory Event114
Criminal1
Arbitration1

Red Flags

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Company Information

SG AMERICAS SECURITIES, LLC

CRD#: 128351Chicago, IL 60605

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