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GM

George C. Mahler

Some features on this profile are disabled
CRD#: 317239
GM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Carl Mahler JR, CFP®, who also goes by Carl Mahler, G Carl Mahler, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1973. George had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 51 and Series 24 exams.

top-8-questions

Question & Answer

What are your service offerings?
Comprehensive Financial Planni...
Insurance Planning
Education Planning
Estate Planning
Tax Planning
Retirement Planning
Employee and Employer Plan Ben...
Investment Planning
Are you a "fiduciary"?
No

Aliases

Carl Mahler | G Carl Mahler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of Business : Mahler Holdings, LLC Address: 3748 Winterfield Rd,Midlothian, VA Nature of the Business: Rental Real Estate Position/Title: Officer - CEO Investment Related:Yes Start Date: 10/01/2008 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 1 Description of duties: my office building 2.Mahler Capital Management LLC dba Pinnacle Wealth Solutions Address: Midlothian, VA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 10/01/2008 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Owner

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1987

Experience

Past

May 7, 2021 - June 6, 2023

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
MIDLOTHIAN, VA
Past

February 4, 2021 - May 31, 2023

MERCER GLOBAL ADVISORS INC.

RIA
CRD#: 147363
Midlothian, VA
Past

January 2, 2009 - December 31, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
MIDLOTHIAN, VA
Past

January 3, 2007 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
MIDLOTHIAN, VA
Past

February 24, 2005 - December 31, 2006

PINNACLE GROUP

RIA
CRD#: 107404
RICHMOND, VA
Past

January 4, 1999 - December 31, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
MIDLOTHIAN, VA
Past

September 1, 1994 - February 22, 1999

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

November 2, 1992 - September 6, 1994

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

March 3, 1988 - November 4, 1992

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

March 26, 1980 - March 10, 1988

INVESTORS SECURITY COMPANY, INC.

BD
CRD#: 2331
Past

November 15, 1973 - April 19, 1980

IRG SECURITIES, INC.

BD
CRD#: 4182

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/15/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 11/13/1973
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 10/6/2004
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/22/1994
General Securities Principal Examination

Current Firm

LS
LION STREET FINANCIAL, LLC
LION STREET FINANCIAL, LLC

CRD#: 165828 / SEC#: , 8-69183

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
300 Colorado St Suite 2600, Austin, TX 78701
Mailing Address
300 Colorado St Suite 2600, Austin, TX 78701
Phone number
(512) 776-8400
Established
Delaware since 01/07/2022
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LION STREET, LLCHOLDING COMPANY
BURMEISTER, JOHN FREDRICK IIPRESIDENT & CEO4245451
HECKLER, CARIE MARIECHIEF COMPLIANCE OFFICER4557559
RATAJCZAK, KARIFINANCIAL & OPERATIONS PRINCIPAL6008791

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LION STREET FINANCIAL, LLC

CRD#: 165828

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Contact information

xxxxx@xxxx.xxx

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