Martin C. Vanacker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Charles Vanacker was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1999. Martin had worked at 9 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2009 - March 6, 2012
DHJJ FINANCIAL ADVISORS
June 26, 2008 - January 26, 2009
CETERA WEALTH SERVICES, LLC
June 17, 2008 - January 26, 2009
CETERA WEALTH SERVICES, LLC
May 20, 2004 - May 13, 2008
OSAIC WEALTH, INC.
May 7, 2004 - May 13, 2008
OSAIC WEALTH, INC.
February 20, 2004 - June 10, 2004
NSA SECURITIES CORPORATION
February 20, 2004 - June 10, 2004
NSA SECURITIES CORPORATION
May 28, 2003 - February 27, 2004
OSAIC FA, INC.
May 28, 2003 - February 27, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 28, 2003 - February 27, 2004
OSAIC FA, INC.
September 14, 2001 - May 5, 2003
FIRST HEARTLAND CAPITAL, INC.
October 1, 1999 - May 13, 2003
SIGNATURE FINANCIAL SERVICES, LTD
July 9, 1999 - September 17, 2001
MARQUIS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
DHJJ FINANCIAL ADVISORS
CRD#: 107034 / SEC#: 801-42639
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DHJJ FINANCIAL ADVISORS
CRD#: 107034 / SEC#: 801-42639
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,366 |
| AUM (Assets Under Management) | $ 543,508,327 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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