Stephen J. Cheung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen John Cheung was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1999. Stephen had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2010 - January 11, 2014
PALLADIA CAPITAL MANAGEMENT, LLC
April 2, 2009 - June 12, 2009
PHARUS SECURITIES, LLC
February 23, 1999 - February 25, 2008
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PALLADIA CAPITAL MANAGEMENT, LLC
CRD#: 154729 / SEC#:
Contact information
Red Flags
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