AT
Angela M. Treff
KESTRA ADVISORY SERVICES
TOWSON, MD 21286
Some features on this profile are disabled
CRD#: 3170457
AT
Professional summary
Angela Marie Treff, CFP®, who also goes by Angie Tate, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Towson, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Towson, Maryland.
Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Angela has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angie Tate
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Craig & Treff Financial Services Investment Related: Yes Address: 819 Ritchie Hwy, Suite 1015 Severna Park MD 21146 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Tax/Accounting/CPA Position: Partner in Craig & Treff Financial Services Sole Proprietor of Angela M Treff, CPA, CFP Start Date: 1/1/2004 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Income tax preparation/planning and insurance agent selling life insurance, long term care insurance and annuities. Also provide Notary service. Business Name: Flowers Financial Group Investment Related: Yes Address: 101 E Chesapeake Ave Ste 404 Towson MD 21286 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: Other, Lorraine Flowers has a C-Corp in place. I am not an owner. I am getting to know her clients in preparation of her sale to me. I am compensated through split rep codes at NFP currently. Start Date: 1/20/2015 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Registered rep Business Name: MARYLAND YACHT CLUB POSITION: Finance Committee member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 1500 Fairview Beach Rd, Pasadena MD 21122, United States DESCRIPTION: Spend 1 hour per week helping with accounting and report preparation for Board members. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/04/2016 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Investment advisory services Business Name: FLOWERS FINANCIAL GROUP POSITION: Other, Lorraine Flowers has a C-Corp in place and she is the sole owner. My role is that of consulting so that I can get to know the clients in preparation of her sale of the business. The compensation I receive comes from split rep codes. NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 21 START DATE: 01/20/2015 ADDRESS: 101 E Chesapeake Ave Ste 404, Towson MD 21286, United States DESCRIPTION: Registered rep Business Name: CRAIG & TREFF FINANCIAL SERVICES POSITION: Owner in Craig & Treff Financial Services NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 21 START DATE: 01/01/2004 ADDRESS: 819 Ritchie Hwy, Suite 1015, Severna Park MD 21146, United States DESCRIPTION: Income tax preparation/planning and insurance agent selling life insurance, long term care insurance and annuities. Also provide Notary service.
CRS (Client Relationship Summary) - RIA
Click below to view Angela Marie Treff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
April 20, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 101 E Chesapeake Ave, Suite 404, Towson, MD 21286Office #2: 819 Ritchie Hwy Suite 1015, Severna Park, MD 21146RIA
CRD#: 283330
TOWSON, MD
Current
December 9, 2009 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 101 E Chesapeake Ave Suite 404, Towson, MD 21286Office #2: 819 Ritchie Hwy Suite 1015, Severna Park, MD 21146BD
CRD#: 42046
Towson, MD
Past
December 9, 2009 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SEVERNA PARK, MD
Past
July 9, 2001 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
RIA
CRD#: 113788
SEVERNA PARK, MD
Past
January 26, 1999 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
SEVERNA PARK, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2010)
RR
California(11/5/2019)
RR
Connecticut(10/18/2023)
RR
Delaware(1/5/2010)
RR
District of Columbia(11/15/2019)
RR
Florida(1/5/2010)
RR
Hawaii(1/7/2019)
RR
Louisiana(2/28/2024)
RR
Maryland(12/9/2009)
IAR
Maryland(4/20/2016)
RR
Massachusetts(1/5/2015)
RR
Nevada(8/19/2021)
RR
New Jersey(1/5/2010)
RR
New York(1/5/2015)
RR
North Carolina(2/25/2025)
RR
Pennsylvania(1/5/2010)
RR
South Carolina(1/5/2010)
RR
Texas(1/5/2010)
RR
Vermont(5/30/2019)
RR
Virginia(1/5/2010)
RR
Washington(1/6/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
