David A. Pursell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Pursell was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2018 - March 14, 2018
TUDOR PICKERING HOLT & CO ADVISORS LP
May 4, 2004 - March 14, 2018
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
March 10, 1999 - September 26, 2003
SIMMONS & COMPANY INTERNATIONAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TUDOR PICKERING HOLT & CO ADVISORS LP
CRD#: 158253 / SEC#: , 8-68888
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERELLA WEINBERG PARTNERS GROUP LP | OWNER | |
| BARANCIK, GARY SCOTT | CHIEF FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1728326 |
| BEDNAR, ANDREW THOMAS | PRESIDENT | 1856221 |
| GILLILAND, LANCE GALEN | PRINCIPAL; HEAD OF M&A | 2013135 |
| GOTTSCHALK, ALEXANDRA K | FINANCIAL OPERATIONS PRINCIPAL, CHIEF ACCOUNTING OFFICER, AND CONTROLLER | 5864478 |
| HOLT, ROBERT MAYNARD III | CEO | 1979093 |
| POLEMENI, MARK ANDREW ESQ | CHIEF COMPLIANCE OFFICER & CHIEF REGULATORY COUNSEL | 5070584 |
| TUDOR, ROBERT BEALL III | CHAIRMAN | 1736832 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
