Erik Fuchs
Professional summary
Erik Fuchs, who also goes by Erik N Fuchs, Erik Noel Fuchs, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Atlanta, Georgia.
Erik is registered as a RR (Registered Representative) and started their career in finance in 1999. Erik has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik Fuchs's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 3340 Peachtree Road Suite 1880, Atlanta, GA 30305December 9, 2020 - December 13, 2023
COWEN AND COMPANY
August 14, 2017 - February 10, 2022
COWEN PRIME SERVICES LLC
July 24, 2014 - December 31, 2017
COWEN EXECUTION SERVICES LLC
January 4, 2010 - September 2, 2014
CONVERGEX PRIME SERVICES LLC
December 4, 2007 - January 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 7, 2007 - January 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 29, 2005 - May 24, 2006
ZOO FINANCIAL GROUP, LLC
May 30, 2002 - June 7, 2002
E*TRADE ADVISORY SERVICES, INC.
November 11, 1999 - October 29, 2002
E*TRADE SECURITIES LLC
January 5, 1999 - August 30, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2023)
(12/13/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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