Nicklaus L. Streit

HIGHVIEW CAPITAL MANAGEMENT

Buffalo Grove, IL 60089

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CRD#: 3169184

Professional summary

Nicklaus Lee Streit, CFA, CFP®, CPWA® is a registered financial advisor currently at HIGHVIEW CAPITAL MANAGEMENT, LLC located in Buffalo Grove, Illinois.

Nicklaus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Nicklaus has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicklaus Lee Streit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2004

CPWA^®

Certified Private Wealth Advisor

Start date: 2017-10-16

Expire date: 2023-09-30

Experience

Current

March 16, 2020 - Present

HIGHVIEW CAPITAL MANAGEMENT, LLC

Office #1: 2150 E. Lake Cook Road Suite 820, Buffalo Grove, IL 60089

RIA

CRD#: 306195

Buffalo Grove, IL

Past

September 21, 1999 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

September 21, 1999 - March 14, 2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHVIEW CAPITAL MANAGEMENT, LLC

CRD#: 306195 / SEC#: 801-121296

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

Illinois

Registered Investment Advisory firm - (5/24/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/20/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HIGHVIEW CAPITAL MANAGEMENT, LLC

CRD#: 306195 / SEC#: 801-121296

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

Illinois

Registered Investment Advisory firm - (5/24/2021 Terminated)

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Contact information

Main Address

2150 E. Lake Cook Road Suite 820, Buffalo Grove, IL 60089

Mailing Address

Phone number

(888) 757-6610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/6/2025)

PART2B MCNITT (2/6/2025)

PART2B SANSOTERRA (2/6/2025)

PART2B STREIT (2/6/2025)

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 363,611,405

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicklaus L. Streit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicklaus Lee Streit's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHVIEW CAPITAL MANAGEMENT, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

HIGHVIEW CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/21/1999

Series 6

Date: 9/20/1999

Current Firm

HIGHVIEW CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGHVIEW CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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