ML
Michael Leslie
VOYA FINANCIAL ADVISORS
New Castle, DE 19720
Some features on this profile are disabled
CRD#: 3169054
ML
Professional summary
Michael Leslie, who also goes by Michael Andrew Leslie, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in New Castle, Delaware.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Andrew Leslie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/14/2025 ADDRESS: michael.leslie@voyafa.com, bear DE 19701, United States DESCRIPTION: sales of fixed insurance products. GALVANIZED FINANCIAL POSITION: President NATURE: Present financial concepts and education to K-8 grades in the Philadelphia area. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2019 ADDRESS: 364 E Main St, Ste 499, Middletown DE 19709, United States DESCRIPTION: Present and teach the concepts and lesson plans.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Leslie's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Leslie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 10 Corporate Circle Ste 205, New Castle, DE 19720RIA
BD
CRD#: 2882
New Castle, DE
Current
June 17, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 10 Corporate Circle Ste 205, New Castle, DE 19720RIA
BD
CRD#: 2882
New Castle, DE
Past
November 6, 2023 - April 16, 2024
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
LANCASTER, PA
Past
September 17, 2015 - September 23, 2015
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
PHILADELPHIA, PA
Past
September 16, 2015 - September 23, 2015
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
PHILADELPHIA, PA
Past
July 2, 2013 - August 27, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
June 17, 2013 - August 27, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Past
November 27, 2012 - May 3, 2013
REALTA EQUITIES, INC.
BD
CRD#: 23769
WILMINGTON, DE
Past
December 14, 2000 - July 20, 2012
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(6/18/2025)
IAR
Delaware(7/10/2025)
RR
Maryland(8/26/2025)
RR
New Jersey(6/18/2025)
RR
Pennsylvania(6/17/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/3/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
