Thomas M. Carney

EMPOWER ADVISORY GROUP | Vice President, Financial Consultant

CARMEL, IN

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CRD#: 3168527

Professional summary

Thomas Matthew Carney, CFP®, who also goes by Thomas M Carney, Thomas Matthew Carney, Tom Carney, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Carmel, Indiana and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Biography

Clients choose to work with me because of my genuine desire to form great relationships based on a foundation of trust, transparency, and solid financial planning.

Question & Answer

What are your service offerings?

Retirement Planning

Tax Planning

Insurance Planning

Comprehensive Financial Planni...

Estate Planning

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Thomas M Carney | Thomas Matthew Carney | Tom Carney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Matthew Carney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Education

Anderson University

Master of Business Administration (MBA) - Finance

2004

Indiana University

Business Finance - Business

1999

Experience

Current

February 4, 2026 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

CARMEL, IN

Current

February 4, 2026 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

June 30, 2025 - December 16, 2025

FISHER INVESTMENTS

RIA

CRD#: 107342

Carmel, IN

Past

March 31, 2025 - June 12, 2025

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

INDIANAPOLIS, IN

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

INDIANAPOLIS, IN

Past

February 25, 2013 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

ALTAMONTE SPRINGS, FL

Past

January 10, 2013 - June 12, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

INDIANAPOLIS, IN

Past

January 3, 2012 - November 5, 2012

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

INDIANAPOLIS, IN

Past

January 7, 2010 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

INDIANAPOLIS, IN

Past

January 5, 2010 - November 5, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

INDIANAPOLIS, IN

Past

April 9, 2007 - December 1, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

BLOOMINGTON, IN

Past

July 6, 2005 - December 1, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BLOOMINGTON, IN

Past

November 25, 2002 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

January 20, 2000 - October 14, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

September 30, 1999 - November 18, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 30, 1999 - November 18, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 8, 1999 - July 26, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/4/2026)

Alaska
(2/4/2026)

Arizona
(2/4/2026)

Arkansas
(2/4/2026)

California
(2/4/2026)

Connecticut
(2/4/2026)

Delaware
(2/4/2026)

Georgia
(2/4/2026)

Hawaii
(2/4/2026)

Idaho
(2/4/2026)

Illinois
(2/4/2026)

Indiana
(2/4/2026)

IAR

Indiana
(2/4/2026)

Iowa
(2/4/2026)

Kansas
(2/4/2026)

Kentucky
(2/4/2026)

Maine
(2/4/2026)

Massachusetts
(2/4/2026)

Michigan
(2/4/2026)

Minnesota
(2/4/2026)

Mississippi
(2/4/2026)

Missouri
(2/4/2026)

Montana
(2/4/2026)

Nebraska
(2/4/2026)

Nevada
(2/4/2026)

New Hampshire
(2/4/2026)

New Jersey
(2/4/2026)

New Mexico
(2/4/2026)

New York
(2/4/2026)

North Carolina
(2/4/2026)

North Dakota
(2/4/2026)

Oklahoma
(2/4/2026)

Oregon
(2/4/2026)

Pennsylvania
(2/4/2026)

Rhode Island
(2/4/2026)

South Carolina
(2/4/2026)

South Dakota
(2/4/2026)

Tennessee
(2/4/2026)

Texas
(2/4/2026)

Utah
(2/4/2026)

Vermont
(2/4/2026)

Virginia
(2/4/2026)

Washington
(2/4/2026)

West Virginia
(2/4/2026)

Wisconsin
(2/4/2026)

Wyoming
(2/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/6/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Thomas M. Carney

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Matthew Carney's CRS (Customer Relationship Summary).

Certified licenses

Education

Anderson University

Indiana University

Experience

EMPOWER FINANCIAL SERVICES, INC.

FISHER INVESTMENTS

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

CHARLES SCHWAB & CO., INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2007

Series 63

Date: 1/18/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/29/1999

Series 6

Date: 1/6/1999

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

Contact information

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