AM
Andre Muhammad
TRANSAMERICA FINANCIAL ADVISORS
Laurel, MD 20707
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CRD#: 3168497
AM
Professional summary
Andre Muhammad, who also goes by Andre Berry, Andre Berry, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Laurel, Maryland.
Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Andre has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6TO and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andre Berry | Andre Berry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. SENIOR MARKET SALES/Investment Related - No/6420 DODGE RD STE 510, OMAHA NEBRASKA 68114 SELLING LIFE/HEALTH INSURANCE AND FIXED ANNUITIES/NA/06.2020/15/15/RESPONSIBILITY OF INS. AGENT AKUMIN MEDICAL IMAGING/Investment Related - No/7150 CONTEE RD, LAUREL MD 20707/MEDICAL IMAGING SERVICES ON PATIENTS/MRI TECHNOLOGIST/02.2021/16/8/FACILITATING MRI EXAMS ANNE ARUNDEL MEDICAL CENTER/Investment Related - No/2001 MEDICAL PARKWAY, ANNAPOLIS MD 21401/HEART RELATED MEDICAL ISSUES/CARDIOVASCULAR TECHNOLOGIST/05.2022/16/16/ASSISTING DOCTOR WITH HEART PROCEDURES HEREAFTER PROPERTIES, LLC ANDRE MUHAMMAD/Investment Related - No/3502 WOODMOOR ROAD, GWYNN OAK MD 21207 /MANAGING THE TENANTS IN PROPERTY AS WELL AS THE MAINTENANCE OF THE PROPERTY. COLLECTING RENTS AND PAYING BILLS AS DUE/OWNER/10.2006/10/0/SAME AS ABOVE WHITE OAK MEDICAL CENTER POSITION: MRI Technologist NATURE: Medical Imaging INVESTMENT RELATED: No NUMBER OF HOURS: 64 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2024 ADDRESS: 11890 Healing Way, Silver Spring MD 20904, United States DESCRIPTION: Performing MRI imaging exams on patients on a part-time basis. WASHINGTON RADIOLOGY POSITION: MRI Technologist NATURE: Staff Technologist INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 02/17/2025 ADDRESS: 7701 Greenbelt Road, GREENBELT MD 20770, United States DESCRIPTION: Perform MRI imaging exams on patients on a part-time basis
CRS (Client Relationship Summary) - RIA
Click below to view Andre Muhammad's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andre Muhammad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2024 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 14203 Park Center Drive Suite 304, Laurel, MD 20707RIA
BD
CRD#: 16164
Laurel, MD
Current
May 20, 2024 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 14203 Park Center Drive Suite 304, Laurel, MD 20707RIA
BD
CRD#: 16164
Laurel, MD
Past
January 30, 2023 - March 4, 2024
SEQUENT PLANNING, LLC
RIA
CRD#: 160381
LAUREL, MD
Past
August 11, 2004 - October 10, 2008
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Past
September 1, 2000 - August 10, 2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Past
January 5, 1999 - August 11, 2000
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Maryland(4/10/2024)
RR
Maryland(5/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/18/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
